| 22-02058 | 05/24/2023 | Claimant(s): Rodrigo Jolig
Claimant Lawyers(s): Ethan Andrew Brecher
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Keely D. Parr, Kellisia Hazlewood, Rick Rutman
Hearing Site: New York, NY
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| 21-03097 | 09/06/2022 | Claimant(s): Joel Johnson
Claimant Lawyers(s): Steven Feldman
Respondent(s): Silver Oak Securitiesorporated
Respondent Lawyers(s): Doug Baxley
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
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| 20-02352 | 01/18/2022 | Claimant(s): John Akhras
Claimant Lawyers(s): Steven M. Warshawsky
Respondent(s): SG Americas Securities
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Keely D. Parr, Shari Anique Linton, David Mark Goldenberg
Hearing Site: New York, NY
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| 18-00038 | 11/16/2021 | Claimant(s): Devin Wicker
Claimant Lawyers(s): Marc Jonas Block
Respondent(s): Alan Mele, John Barry, Tribal Capital Markets
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Keely D. Parr, Amy Banet, Kathleen Kuzmen Malone
Hearing Site: New York, NY
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| 19-03387 | 02/18/2021 | Claimant(s): Allied Millennial Partners
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Ross Gladstone
Respondent Lawyers(s): Stuart N. Kaplan
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
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| 20-01210 | 09/29/2020 | Claimant(s): Andoni Yturralde
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
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| 18-00748 | 06/12/2019 | Claimant(s): Vincent Camarda
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
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| 17-01140 | 02/06/2018 | Claimant(s): Sddco Brokerage Advisors LLC
Claimant Lawyers(s): Kevin Koplin
Respondent(s): First Capital Real Estate Investments
Respondent Lawyers(s): Joshua D. Brinen
Arbitrator(s): Sandra D. Parker, Keely D. Parr, Tychelle Dephroneicia McLaurin
Hearing Site: New York, NY
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| 16-00654 | 01/18/2018 | Claimant(s): James Knoeller
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Mizuho Securities Usa Inc.
Respondent Lawyers(s): Philip A. Goldstein
Arbitrator(s): Keely D. Parr, Arthur M. Handler, Blossom Nicinski
Hearing Site: New York, NY
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| 17-01240 | 01/05/2018 | Claimant(s): Patrick Henry
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
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