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FINRA Awards for William Fleming

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0216010/06/2020Claimant(s): Donald Chiert
Claimant Lawyers(s): Christopher J. Albanese
Respondent(s): Fidelity Brokerage Services LLC, William Fleming
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
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