| 19-03721 | 08/13/2021 | Claimant(s): Michael Rosenberg
Claimant Lawyers(s): Courtney Werning
Respondent(s): Hightower Securities
Respondent Lawyers(s): David C. Peet
Arbitrator(s): Anthony Michael Sabino, Terrance J. Nolan, Edmund Timothy Donovan
Hearing Site: New York, NY
|  | $163,201 |
| 17-02322 | 07/25/2019 | Claimant(s): Peter Lobrutto
Claimant Lawyers(s): Darryl J. Bouganim
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Theodore R. Bynum
Arbitrator(s): Anthony Michael Sabino, Leona Beane, Emily Diamond
Hearing Site: New York, NY
| | Expungement |
| 18-02864 | 07/18/2019 | Claimant(s): Michael Merida
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Matthew Eckstein
Respondent Lawyers(s): Matthew Evan Eckstein
Arbitrator(s): Ted M. Rosen, Anthony Michael Sabino, Martin A. Edelstein
Hearing Site: New York, NY
| | $200,000 |
| 16-01442 | 03/21/2017 | Claimant(s): Alice Hedberg
Claimant Lawyers(s): Alice L. Hedberg
Respondent(s): Torsten Holmes, Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Pamela H. Roderick, Anthony Michael Sabino, Lisa Catalano
Hearing Site: New York, NY
| | $0 |
| 16-01017 | 09/30/2016 | Claimant(s): Daniel Ross
Claimant Lawyers(s): Scott L. Silver
Respondent(s): David Lerner Associates., Stefans Zaffuto
Respondent Lawyers(s): Joseph C. Pickard, Stefans Joseph Zaffuto
Arbitrator(s): Anthony Michael Sabino
Hearing Site: New York, NY
| | $300 |
| 09-06874 | 05/03/2011 | Claimant(s): Sakurako Sugihara
Claimant Lawyers(s): Romaine Gardner
Respondent(s): Machiko Okamoto
Respondent Lawyers(s): Steven Martin
Arbitrator(s): Anthony Michael Sabino
Hearing Site: New York, NY
| | $8,000 |
| 09-02523 | 04/20/2010 | Claimant(s): Michael Tartaglione
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): American Capital Partners
Respondent Lawyers(s): John Kilkenny
Arbitrator(s): David S. Billet, Anthony Michael Sabino, Robert W. Kenter
Hearing Site: New York, NY
| | $232,000 |
| 08-01045 | 07/29/2009 | Claimant(s): James Ritter, Maxim Growth Fund LP
Claimant Lawyers(s): James D. Ritter
Respondent(s): Wachovia Securities Financial Network, Eric Lyon, John Black
Respondent Lawyers(s): Marc J. Ross
Arbitrator(s): Arnold Wagner, Joseph W. Lodato, Anthony Michael Sabino
Hearing Site: New York, NY
| | $0 |
| 08-03461 | 03/12/2009 | Claimant(s): Anthony Antonucci
Claimant Lawyers(s): Anthony Antonucci
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Anthony Michael Sabino
Hearing Site: New York, NY
| | $1,638 |
| 08-00483 | 11/07/2008 | Claimant(s): Marvin Becker
Claimant Lawyers(s): Ira S. Kaplan
Respondent(s): Michael Napolitano, Signator Investors.
Respondent Lawyers(s): James J. Weller, Matthew Tracy
Arbitrator(s): Kenneth B. Cutler, Anthony Michael Sabino, Biagio A. Civale
Hearing Site: New York, NY
| | $10,000 |
