20-01331 | 06/10/2022 | Claimant(s): Jose Antonio Lamas Revocable Trust Claimant Lawyers(s): Jeffrey R. Sonn Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Ronald J. Tomassi Arbitrator(s): Michael J. Quarequio, Kevin A. Llinas, Andrea R. Jacobs Hearing Site: Boca Raton, FL
| | Expungement |
20-01084 | 02/15/2022 | Claimant(s): Antonia Hieronymus, Daniel Hassett, David Freshwater, Joseph Reilly, Steven Rothstein, Vijay Ande Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Joseph Alagna, Stephan Stein, Joseph Gunnar & Co. Respondent Lawyers(s): John E. Lawlor Arbitrator(s): Roy B. Gonas, Michael J. Quarequio, Joseph Benalt Hearing Site: Boca Raton, FL
| | $512,731 |
16-01153 | 04/15/2019 | Claimant(s): Kenneth Lieblein, Robin Lieblein, Kenneth R. Lieblein Revocable Trust Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Larry Wolfe, Herbert J. Sims & Co. Inc. Respondent Lawyers(s): Daniel S. Newman, Larry C. Wolfe Arbitrator(s): Patricia Morin, Michael J. Quarequio, S. Ronald Daniels Hearing Site: Boca Raton, FL
| | $510,600 |
17-03206 | 05/29/2018 | Claimant(s): Selma Melliza Claimant Lawyers(s): Jon A. Jacobson Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Michael J. Quarequio Hearing Site: Boca Raton, FL
| | $40,600 |
16-01829 | 05/23/2018 | Claimant(s): Bonnie Kaplan IRA, Eric Kaplan and Bonnie Kaplan JTWROS, E.Kaplan Ttee Multidisc.Bus. App. 401(k) Claimant Lawyers(s): Jeffrey Erez Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Cory S. Zadanosky Arbitrator(s): Richard J. Kaplan, Michael J. Quarequio, Sidney J. Wartel Hearing Site: Boca Raton, FL
| | $862,117 |
16-00658 | 03/28/2018 | Claimant(s): Richard Levine Claimant Lawyers(s): Adam Gana Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Michael J. Quarequio, Richard Carl Smukler, John B. Sochacki Hearing Site: Boca Raton, FL
| | Expungement |
11-02005 | 05/31/2013 | Claimant(s): Estelle Mellow Claimant Lawyers(s): Scott L. Silver Respondent(s): Investacorp. Respondent Lawyers(s): Mark J. Astarita Arbitrator(s): Gary M. Landau, Kimberly A. Gilmour, Michael J. Quarequio Hearing Site: Boca Raton, FL
| | Expungement |
11-01506 | 11/21/2012 | Claimant(s): Helen D. Ross, FBO IRA, Ronald J. Ross, MD FBO IRA Claimant Lawyers(s): Michael Kalmus Respondent(s): Christopher Prassas, Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Ellen Sessions Arbitrator(s): Stan West, Michael J. Quarequio, David Gerber Hearing Site: Boca Raton, FL
| | Expungement |
08-01566 | 05/23/2011 | Claimant(s): Frank Rodriguez, Susan Rodriguez, Frank/Susan Rodriguez for Alexandra, et. Claimant Lawyers(s): David Chacin, Frank Rodriguez Respondent(s): Kenneth Brown, K.W. Brown Investments, Wendy Brown Respondent Lawyers(s): Mark David Hunter, Michael S. Hill, Russell L. Forkey Arbitrator(s): Donald M. Homer, Michael J. Quarequio, Robert M. Schwedel Hearing Site: Boca Raton, FL
| | $520,353 |
10-03568 | 02/22/2011 | Claimant(s): Sheldon Teichman & Karen Teichman Claimant Lawyers(s): Sheldon Teichman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Meredith Faro Arbitrator(s): Michael J. Quarequio Hearing Site: Boca Raton, FL
| | $38 |