| 22-01509 | 05/24/2023 | Claimant(s): Robert Jordan
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Austin Dutton, Primex
Respondent Lawyers(s): Austin Richard Dutton, Wil Felix
Arbitrator(s): Elliot B. Platt, Gail Marie Noel, Namsoo Marcus Dunbar
Hearing Site: Philadelphia, PA
|  | $43,645 |
| 19-01757 | 08/25/2020 | Claimant(s): Antoine Hill
Claimant Lawyers(s): Thomas H. Roberts
Respondent(s): Andrew Donnelly, Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Elliot B. Platt, Gordon M. Wase, Jane Tam
Hearing Site: Richmond, VA
| | $0 |
| 18-01147 | 10/10/2019 | Claimant(s): Virginia Transfomer., Prabhat Jain, Santosh Jain
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Elliot B. Platt, Donita M. King, Peter H. Goldberg
Hearing Site: Richmond, VA
| | $0 |
| 17-00006 | 12/13/2018 | Claimant(s): Arthur Puglia
Claimant Lawyers(s): Arthur R. Puglia
Respondent(s): Bao Nguyen, Gregory Melendez, William Karvecky, Pecunia Management
Respondent Lawyers(s): Bao Quoc Nguyen, John E. Lawlor, Michael D. Handelsman, Michael P. Gilmore
Arbitrator(s): Elliot B. Platt
Hearing Site: Philadelphia, PA
| | Expungement |
| 16-03575 | 08/16/2018 | Claimant(s): Cheryl Frank, Jonathan Frank
Claimant Lawyers(s): Jonathan Alan Frank
Respondent(s): Morgan Stanley, Mark Milligan
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Elliot B. Platt, Doris J. Dabrowski, Catherine S. Kopley
Hearing Site: Philadelphia, PA
| | Expungement |
| 16-00265 | 06/15/2017 | Claimant(s): Gesang Verein Harmonia Inc.
Claimant Lawyers(s): David P. Meyer
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Gavin F. Quill
Arbitrator(s): Elliot B. Platt, Laura Marini Davis, Kattina V. Barsik
Hearing Site: Philadelphia, PA
| | $0 |
| 14-00292 | 06/20/2016 | Claimant(s): Estate of Earl L. Everline, Karl J. EverlineTTee of Everline Family
Claimant Lawyers(s): Kelly Everline
Respondent(s): Raymond James Financial Services., Janney Montgomery Scott LLC
Respondent Lawyers(s): Amy E. Sparrow, Robert M. Rudnicki
Arbitrator(s): Elliot B. Platt, Jim Geiger, Mary L. Sims
Hearing Site: Philadelphia, PA
| | $0 |
| 14-03775 | 12/18/2015 | Claimant(s): William Freas
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Rockwell Global Capital LLC
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Elliot B. Platt, Mark H. Stein, Joseph H. Danziger
Hearing Site: Philadelphia, PA
| | $35,000 |
| 10-03244 | 07/16/2015 | Claimant(s): Michael Hirsch, Robyn Hirsch, Hirsch, LLP
Claimant Lawyers(s): Mark D. Schwartz
Respondent(s): Securities America., Marc Scudillo
Respondent Lawyers(s): Bruce M. Bettigole
Arbitrator(s): Elliot B. Platt, Edward Blumstein, Glenn J. Hansen
Hearing Site: Philadelphia, PA
| | $552,693 |
| 14-01404 | 06/19/2015 | Claimant(s): Robert Rosen
Claimant Lawyers(s): Casey Green
Respondent(s): Wells Fargo Advisors, Efstathios Kanteliotis, Stephen Gitter
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Elliot B. Platt, Diane Ciccone, Michael P. Marryshow
Hearing Site: Philadelphia, PA
| | $50,300 |
