| 23-01896 | 09/09/2024 | Claimant(s): Michelle Urban
Claimant Lawyers(s): Michelle Lynn Urban
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Robert J. Hannen
Arbitrator(s): Douglas M. Branson, Cheryl Esposito Kaufman, Max D. Halpern
Hearing Site: Pittsburgh, PA
|  | Dismissed by Rules 12409 and 12504 |
| 24-00066 | 07/24/2024 | Claimant(s): Brian Goossen
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): CrowdStreet., Crowdstreet Capital LLC
Respondent Lawyers(s): Gabrielle L. Gould
Arbitrator(s): Jacqueline R. Fox, Catherine Stewart, Mary Kathleen Coleman
Hearing Site: Pittsburgh, PA
| | Dismissed by Rule 12200 |
| 23-01508 | 11/30/2023 | Claimant(s): James Immekus
Claimant Lawyers(s): James E. Immekus
Respondent(s): LPL Financial LLC, James Monteverde
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Robert J. Scafuri, Jacqueline R. Fox, David M. Panko
Hearing Site: Pittsburgh, PA
| | Dismissed by Rule 12206 |
| 20-02053 | 11/29/2023 | Claimant(s): Martha Vogt, Executrix of Estate of Joseph J. Greco, Trust Est Under the Will of Joseph Greco
Claimant Lawyers(s): Scott A. Lane
Respondent(s): Christopher Greco, Debra Greco, Erika Greco, UBS Financial Services Inc., The Estate of Regina Greco
Respondent Lawyers(s): Jennifer Vanasdale, Joshua S. Bratspies
Arbitrator(s): Mary Kathleen Coleman, Rosemary Christina Crawford, Angela Hayden
Hearing Site: Pittsburgh, PA
| | $0 |
| 23-01749 | 10/25/2023 | Claimant(s): Dennis Delmastro
Claimant Lawyers(s): Dennis Delmastro
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): John W. Eichleay
Hearing Site: Pittsburgh, PA
| | $3,665 |
| 21-01865 | 10/02/2023 | Claimant(s): Edward Quam, Faun Doherty, Gudryn Doherty
Claimant Lawyers(s): Frank C. Botta
Respondent(s): Daniel Levine, Morgan Stanley
Respondent Lawyers(s): Daniel Todd Levine, Nicholas J. Hernandez
Arbitrator(s): James T. Carney, Mary Mackey, Thomas J Zahren
Hearing Site: Pittsburgh, PA
| | Expungement |
| 22-02423 | 02/21/2023 | Claimant(s): John Rauch
Claimant Lawyers(s): Sandra D Grannum
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Theodore R. Bynum III
Arbitrator(s): James T. Carney, William L. White, John J. Neely
Hearing Site: Pittsburgh, PA
| | Expungement |
| 21-00204 | 12/22/2022 | Claimant(s): Carol Boogher, Joel Boogher
Claimant Lawyers(s): Joseph C. Korsak
Respondent(s): Michael Nigro, MML Investors Services
Respondent Lawyers(s): Barry Temkin, Julie E. Ravis
Arbitrator(s): Richard W. Dissen, Michael D. McDowell, Mary Kathleen Mackey
Hearing Site: Pittsburgh, PA
| | Expungement |
| 17-02578 | 08/08/2022 | Claimant(s): Edward Pesicka, Wendy Pesicka, Edward & Wendy Pesicka
Claimant Lawyers(s): Michael P. Oliverio
Respondent(s): Gregory Pease, Wells Fargo Clearing Services, John Rauch
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): James T. Carney, William L. White, John J. Neely
Hearing Site: Pittsburgh, PA
| | $731,587 |
| 20-01741 | 06/14/2022 | Claimant(s): Gary Amato
Claimant Lawyers(s): Kirk G Smith
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Robert E. Anderson, Carol Jean Bader, Rosemary Christina Crawford
Hearing Site: Pittsburgh, PA
| | $0 |
