| 22-01714 | 06/04/2024 | Claimant(s): Chad Karl
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): WRP Investments.
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Kevin R. Zehe
Hearing Site: Pittsburgh, PA
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| 22-01717 | 04/04/2024 | Claimant(s): Jeffrey Sikirica, Chapter 7, Melvin Pirchesky
Claimant Lawyers(s): Michael J. Betts
Respondent(s): Joanne Park, Keith Moore, Boustead Securities
Respondent Lawyers(s): Jason L. Ott
Arbitrator(s): Peter Glasser, Mark K. Gubinsky, Louis Charles Schmitt
Hearing Site: Pittsburgh, PA
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| 23-01126 | 03/05/2024 | Claimant(s): David Liguori
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Catherine Stewart
Hearing Site: Pittsburgh, PA
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| 23-01882 | 03/01/2024 | Claimant(s): Cory Grandel
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): John James McGovern
Hearing Site: Pittsburgh, PA
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| 22-02136 | 07/25/2023 | Claimant(s): Kenneth Kondas
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): The Huntington Investment Company
Respondent Lawyers(s): Paul R. Harris
Arbitrator(s): Robert J. Scafuri
Hearing Site: Pittsburgh, PA
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| 22-01558 | 06/20/2023 | Claimant(s): Amy Seltzer, David Neumann, James Ellis
Claimant Lawyers(s): Todd Ratner
Respondent(s): Anthony Bambocci, Brandienne Tarbert, Christopher Tarbert
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Peter Glasser, Gregory Hunter Mathews, Kenneth Alan Eisner
Hearing Site: Pittsburgh, PA
| | Expungement |
| 22-00723 | 12/22/2022 | Claimant(s): Julian Marturano
Claimant Lawyers(s): Brian Luther
Respondent(s): Equitable Advisors, Woodbury Financial Services.
Respondent Lawyers(s): Jennifer R. Cox, Michael J. Biondi
Arbitrator(s): Douglas M. Branson
Hearing Site: Pittsburgh, PA
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| 22-00672 | 11/16/2022 | Claimant(s): Julian Marturano
Claimant Lawyers(s): Brian Luther
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): John W. Eichleay
Hearing Site: Pittsburgh, PA
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| 21-02469 | 09/21/2022 | Claimant(s): Guy Deemer
Claimant Lawyers(s): Brian Luther
Respondent(s): Oppenheimer & Co.., Stifel, Nicolaus & Co..
Respondent Lawyers(s): John T. McGuire, Lauren Beekman
Arbitrator(s): Richard W. Dissen, John J. Neely, David Michael Stabile
Hearing Site: Pittsburgh, PA
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| 21-02674 | 08/31/2022 | Claimant(s): Matthew Zima
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Mark A. Sipper
Hearing Site: Pittsburgh, PA
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