| 21-00911 | 08/19/2022 | Claimant(s): Yehuda Lasry
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Andrew Melnick
Arbitrator(s): James Stanley Kozera, Paula Berg
Hearing Site: New York, NY
|  | $0 |
| 18-03808 | 07/05/2022 | Claimant(s): Francis Howard
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Danilo Fuentes, Jason Knapp, Dawson James Securities.
Respondent Lawyers(s): Gregg J. Breitbart, Jason T. Knapp
Arbitrator(s): Mary Jo Marchisello, Richard E. Castiglioni, Christine Meiers Schatz
Hearing Site: New York, NY
| | $99,000 |
| 20-02843 | 06/30/2022 | Claimant(s): Johnny Walker
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Alan M. Holzberg, Shannon Lyn Mays, Denise Ereka Peterson
Hearing Site: Houston, TX
| | $1,232,770 |
| 22-00115 | 06/16/2022 | Claimant(s): Gary Brown
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Joseph Stone Capital L.L.C.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Joseph A. Vicario, Eric Ross Cromartie, Ye Whei Peter Chen
Hearing Site: Dallas, TX
| | Dismissed by Rule 12206 |
| 19-02240 | 05/12/2022 | Claimant(s): Marlin Miller
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Brent Porges, Craig Taddonio, Peter Faggioni, Craig Scott Capital
Respondent Lawyers(s): Brent Morgan Porges, Brent Porges, Craig Scott Taddonio, Peter Faggioni
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Chicago, IL
| | $0 |
| 20-00954 | 03/31/2022 | Claimant(s): Janet M. Wittmer, Ronald E. Wittmer
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Bruce Guarino, Daniel Murray, Douglas Guarino, Jeff Snyder, Rockwell Global Capital LLC
Respondent Lawyers(s): Daniel Robert Murray, Douglas Joseph Guarino, Jeff David Snyder, Robert M. Bursky
Arbitrator(s): Steven H. Vogel, Jacqueline Stanley Lustig, Stuart W. Smith
Hearing Site: Chicago, IL
| | $0 |
| 21-01711 | 03/09/2022 | Claimant(s): Yeshiva Or Hadach
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Edgar Kleydman
Respondent Lawyers(s): Paul T. Weinstein
Arbitrator(s): Wallace Anthony Showman
Hearing Site: New York, NY
| | $10,325 |
| 20-00069 | 02/24/2022 | Claimant(s): Alfred Woodard
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Bruce Guarino, Douglas Guarino, Jonothon Lieberman, Rockwell Global Capital LLC
Respondent Lawyers(s): Douglas Joseph Guarino, Jonothon Michael Lieberman, Robert M. Bursky
Arbitrator(s): Brandt Leonard Ross, Ernest Linwood Gunn, George Pinckney Shingler
Hearing Site: Atlanta, GA
| | $80,300 |
| 20-01084 | 02/15/2022 | Claimant(s): Antonia Hieronymus, Daniel Hassett, David Freshwater, Joseph Reilly, Steven Rothstein, Vijay Ande
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Joseph Alagna, Stephan Stein, Joseph Gunnar & Co.
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Roy B. Gonas, Michael J. Quarequio, Joseph Benalt
Hearing Site: Boca Raton, FL
| | $512,731 |
| 19-01541 | 12/17/2021 | Claimant(s): Michael Fetzner
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Edward Rudiger, Kelli Mezzatesta, Reid & Rudiger LLC
Respondent Lawyers(s): Joel S. Forman
Arbitrator(s): James S. Parker, Jeffrey M. Bain, Clifford C. Rohde
Hearing Site: Buffalo, NY
| | $131,855 |
