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FINRA Awards for Bradford M. Gucciardo

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Displaying 11-20 out of 68 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0008110/17/2022Claimant(s): Karen Binder
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): Jim Geiger, Michael J. Henke, Donita M. King
Hearing Site: Richmond, VA
Checkmark IconExpungement
19-0352005/04/2022Claimant(s): Abbas Azimi
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Herbert Liberman, Kevin K. Forrester, Randall B Christison
Hearing Site: San Diego, CA
Checkmark IconExpungement
17-0270304/08/2022Claimant(s): Richard Zane, Zane Family Trust U/A DTD 10/24/1997
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Anthony Duckworth, Glen Haddock
Respondent Lawyers(s): Gerard J. Kowalski
Arbitrator(s): Kip C Lubcke, Kenneth J. Horowitz, Stephen L. Lister
Hearing Site: Jersey City, NJ
Checkmark IconExpungement
21-0040901/10/2022Claimant(s): Bob Paskoski
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Next Financial Group.
Respondent Lawyers(s): John Hitchings
Arbitrator(s): Howard L. Sobel, Mark Stuart Gottlieb, Melissa L Steinberg
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12206
17-0026510/27/2021Claimant(s): Evelyn Wurm, Paul Wurm, Paul & Evelyn Wurm JTWROS
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Christopher Olson
Respondent Lawyers(s): Christopher Ronald Olson
Arbitrator(s): Mark S. Gleason
Hearing Site: Minneapolis, MN
Checkmark Icon$0
20-0233810/20/2021Claimant(s): Suzanne Spaner
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Robert H. Putnam, Gary J. Leshaw, Arthur Cullen Hammond
Hearing Site: Atlanta, GA
Checkmark IconExpungement
20-0022110/12/2021Claimant(s): John Kirchner, Patricia Kirchner, John and Patricia Kirchner JTWROS
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Cheryl Romann
Respondent Lawyers(s): Cheryl Lynn Romann
Arbitrator(s): Jeffrey W. Jacobs, Grant D. Sanders, John M. James
Hearing Site: Minneapolis, MN
Checkmark IconExpungement
19-0190609/30/2021Claimant(s): Marcia Botsford
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Jacquelyn M. Shannon, Karl A. Vogeler, Michael I. Rauchway
Hearing Site: Tampa, FL
Checkmark IconExpungement
20-0220908/31/2021Claimant(s): Nirmada Kaufman, Nirmada Lauren Ann Kaufman Rev. Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley, Peter Waterloo
Respondent Lawyers(s): Kathleen Salvaty
Arbitrator(s): Clifford A. Threlkeld, Robert James Favole, Norman D Menegat
Hearing Site: San Francisco, CA
Checkmark IconExpungement
19-0221506/02/2021Claimant(s): John Gorsline, Susan Rhodes-Greene
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Next Financial Group.
Respondent Lawyers(s): John Hitchings
Arbitrator(s): Barry Goldman, Gerald W. Hepp, Joseph Maron Hanna
Hearing Site: Buffalo, NY
Checkmark IconExpungement

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