13-02069 | 05/01/2015 | Claimant(s): James Briggs, Louisa Briggs Claimant Lawyers(s): Stacey P. Nakasian Respondent(s): Brent Porges, Craig Taddonio, David Cannata, David Locy, Brookstone Securities., Craig Scott Capital Respondent Lawyers(s): Harry Delagrammatikas, William M. Dolan Arbitrator(s): Timothy F. Shanahan, John Francis Markuns, B. J. Krintzman Hearing Site: Providence, RI
| | $438,454 |
14-00325 | 04/16/2015 | Claimant(s): Leon Wirtenberg Claimant Lawyers(s): Scott L. Silver Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Christian D. Johnson Arbitrator(s): B. J. Krintzman, Susan Largay, John J. Kenny Hearing Site: Boston, MA
| | Expungement |
13-03451 | 11/04/2014 | Claimant(s): Terry Bennett, Terry C. and Terry M. Bennett Trust Claimant Lawyers(s): Michael C. Harvell Respondent(s): Morgan Stanley Respondent Lawyers(s): Cliff G. Anderson Arbitrator(s): B. J. Krintzman, Peter Andrew Marx, Dennis James Malloy Hearing Site: Manchester, NH
| | $0 |
13-02640 | 10/28/2014 | Claimant(s): Robert Branscombe Claimant Lawyers(s): Steven D. Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Alan S. Rafterman Arbitrator(s): Ronald L. Cheney, B. J. Krintzman, Philip S. Wellman Hearing Site: Manchester, NH
| | Expungement |
10-04182 | 02/26/2014 | Claimant(s): Brian Fitol, David Evans, Theresa Fitol Claimant Lawyers(s): Robert V. Cornish Respondent(s): Frank Lee, Sean Nesto Respondent Lawyers(s): Frank Robert Lee, Sean Patrick Nesto Arbitrator(s): B. J. Krintzman, Philip S. Wellman, Philip S. Walker Hearing Site: Hartford, CT
| | $2,640 |
10-00519 | 04/18/2013 | Claimant(s): Harriet L. and Michael S. Silverman Claimant Lawyers(s): Michael G. Paris Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Sperlinga Respondent Lawyers(s): Jennifer R. Seltenrich Arbitrator(s): B. J. Krintzman, Michael L. Letendre, James R. Collins Hearing Site: Boston, MA
| | $82,357 |
11-03819 | 03/04/2013 | Claimant(s): Margaret Tomkiewicz, Estate of Walter J. Tomkiewicz, Walter J. Tomkiewicz Trust Claimant Lawyers(s): Gary S. Matsko Respondent(s): Jon Piwowarczyk Respondent Lawyers(s): Jon Edward Piwowarczyk Arbitrator(s): Colette Manoil, B. J. Krintzman, Gene M. Bauer Hearing Site: Boston, MA
| | $445,861 |
11-01278 | 09/26/2012 | Claimant(s): Annette Mancini, Dominic Mancini Claimant Lawyers(s): Lars K. Soreide Respondent(s): Harvest Capital LLC Respondent Lawyers(s): Richard N. Freeth Arbitrator(s): Howard I. Wilgoren, B. J. Krintzman, Thomas C. Tretter Hearing Site: Boston, MA
| | $158,250 |
12-02054 | 07/18/2012 | Claimant(s): Brian Fitol, David Evans, Theresa Fitol Claimant Lawyers(s): Robert V. Cornish Respondent(s): James Rapuano Respondent Lawyers(s): James Michael Rapuano Arbitrator(s): B. J. Krintzman Hearing Site: Hartford, CT
| | $70,000 |
11-02600 | 01/05/2012 | Claimant(s): Gerald Paquette Claimant Lawyers(s): Thomas P. Wilcutts Respondent(s): LPL Financial LLC Respondent Lawyers(s): Peter W. Gilles Arbitrator(s): B. J. Krintzman, David B. Beizer, John Thomas Shaban Hearing Site: Hartford, CT
| | Expungement |