19-03404 | 03/21/2022 | Claimant(s): Frank B Hannah Sr. Claimant Lawyers(s): Luke Rommel Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Truitt Respondent Lawyers(s): Tara A. LaClair Arbitrator(s): Daniel J. Donovan, Richard E. Lauziere, Tina E. Patterson Hearing Site: Baltimore, MD
| | Expungement |
20-02397 | 01/11/2022 | Claimant(s): Amended and Restated Julian I. Stoopler Claimant Lawyers(s): Gary S. Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina Pepe Martorana Arbitrator(s): Gerald Silverman, Sue Ellen D'Arcangelo, Michael Bracchi Hearing Site: Boca Raton, FL
| | Expungement |
20-03445 | 12/22/2021 | Claimant(s): Joel Barton, Suzanne Fisk, Estate of Joel R. Barton Jr. Claimant Lawyers(s): William J. Garrison Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Putz Respondent Lawyers(s): Logan S. Fisher Arbitrator(s): Daniel J. Pagnano, Jeffrey R. Pendergraft, Michael James Barton Hearing Site: Houston, TX
| | Expungement |
19-02891 | 12/08/2021 | Claimant(s): Amalia Colon De Santana, Carlos Santana Lugo Claimant Lawyers(s): William B. Young Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Logan S. Fisher Arbitrator(s): Harold Craig Cohen Hearing Site: San Juan, PR
| | Expungement |
21-00313 | 12/02/2021 | Claimant(s): Daniel Massry, Iris Massry, Isaac Massry, Linda Massry, Marilyn Massry, Mark Massry, Rochelle Massry, Danmas Claimant Lawyers(s): Michael Hill Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina Pepe Martorana Arbitrator(s): Robert E. Anderson, Sam Antar, Martin R. Cramer Hearing Site: Jersey City, NJ
| | Expungement |
20-00707 | 11/17/2021 | Claimant(s): Faramaz Bardi, Laleh Bardi, The Bardi Family Trust Claimant Lawyers(s): Marc Irwin Zussman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jennifer N. Lamirand Arbitrator(s): Barbara M. Zak, Joseph C. Watson, Maggie Soleimani Hearing Site: Los Angeles, CA
| | Expungement |
19-03553 | 08/02/2021 | Claimant(s): Camille King, Scottow King Claimant Lawyers(s): Jeffrey Erez Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jeff Goldman Arbitrator(s): Andrea U. Calve, Mary Elizabeth Skelnik, Demetria Charissee Howard Hearing Site: Dallas, TX
| | $0 |
19-01267 | 04/06/2021 | Claimant(s): Jackie Sterling Claimant Lawyers(s): Steven Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): Harvey R. Linder, Stephen Earl Clark, Daniel Mora Hearing Site: Nashville, TN
| | Expungement |
20-03763 | 03/31/2021 | Claimant(s): Derek Hasselhoff Claimant Lawyers(s): Derek C. Hasselhoff Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jennifer R. Willey Arbitrator(s): Thomas J. Dolina Hearing Site: Baltimore, MD
| | $213 |
18-03103 | 02/19/2021 | Claimant(s): Mattie M. Kelly 908 Trust Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Keith Olin Arbitrator(s): Michael H. McConihe, Peter A. Roche, Mimi Vivien Turin Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12212 |