| 13-03282 | 01/22/2015 | Claimant(s): Hartwyck at Oak Tree., JFK Health System., The Community Hospital Group.
Claimant Lawyers(s): Jay J. Rice
Respondent(s): Cain Brothers & Company
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Daniel J. McCarthy, Ariel Berschadsky, S. Charles Tabak
Hearing Site: Newark, NJ
|  | Expungement |
| 10-03301 | 08/11/2014 | Claimant(s): Endre Balazs, Janet Delinger
Claimant Lawyers(s): Henry Pass, Richard G. Tuttle
Respondent(s): Andrew Levas, Bennett Firestein, Bill Grous, Morgan Stanley & Co.
Respondent Lawyers(s): Thomas P. Briody
Arbitrator(s): Daniel J. McCarthy, Julian F. Santos, Joseph Christopher Rosa
Hearing Site: Newark, NJ
| | Expungement |
| 12-00180 | 04/02/2014 | Claimant(s): Carole Shrager, Jay Shrager
Claimant Lawyers(s): Aaron M. Goldsmith
Respondent(s): Ronald Moschetta, Strasbourger Pearson Tulcin Wolff Inc.
Respondent Lawyers(s): Ronald Moschetta
Arbitrator(s): Daniel J. McCarthy, Paul J. Greco, Glenn J. Hansen
Hearing Site: Philadelphia, PA
| | $0 |
| 13-01168 | 07/31/2013 | Claimant(s): Anatoliy Matsur
Claimant Lawyers(s): Gareth De Santiago-Keene
Respondent(s): Heidi Emmert
Respondent Lawyers(s): Thomas E. Stagg
Arbitrator(s): Daniel J. McCarthy, Mia Scanga, John Herbert Grefe
Hearing Site: Newark, NJ
| | $0 |
| 12-01915 | 05/15/2013 | Claimant(s): Bart Rogers, John Clark, John Rogers, Krista Clark, Marcy Rogers, Marianne Drozak
Claimant Lawyers(s): Edward J. Boyle
Respondent(s): Seaport Securities Corp.
Respondent Lawyers(s): Thomas J. McCabe
Arbitrator(s): Daniel J. McCarthy, William E. Goydan, Bernard M. Levine
Hearing Site: New York, NY
| | $0 |
| 11-02896 | 02/24/2012 | Claimant(s): Daniel McCarthy
Claimant Lawyers(s): Dan McCarthy
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Robert H. Putnam
Hearing Site: New Orleans, LA
| | $0 |
| 10-00125 | 11/09/2010 | Claimant(s): Anna Kazar
Claimant Lawyers(s): Elizabeth Hendricks
Respondent(s): Citigroup Global Markets., John Hochstrasser
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Fred S. Pieroni, Daniel J. McCarthy, Steven A. Infante
Hearing Site: New York, NY
| | $0 |
| 09-02279 | 07/28/2010 | Claimant(s): Joseph Sproviero
Claimant Lawyers(s): David Liebrader
Respondent(s): Oppenheimer & Co.., Kevin Fay
Respondent Lawyers(s): Ellen Sheridan-Cona
Arbitrator(s): Daniel J. McCarthy, Piedad A. Bernikow, Gerald Joseph Coughlin
Hearing Site: Newark, NJ
| | $0 |
| 09-01764 | 03/01/2010 | Claimant(s): Phyllis Shore
Claimant Lawyers(s): Jennifer M. Jordan
Respondent(s): Citigroup Global Markets., Ron Cukier, Smith Barney.
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Daniel J. McCarthy, John A. Scudiero, Philip Rachmelowitz
Hearing Site: New York, NY
| | $0 |
| 08-03828 | 01/05/2010 | Claimant(s): Brenda Benoit
Claimant Lawyers(s): Jacob Zamansky
Respondent(s): J.P. Morgan Securities., John Spohler
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Daniel J. McCarthy, Steven M. Bloom, David Marcus
Hearing Site: New York, NY
| | $0 |
