FINRA Awards for Daniel J. McCarthy

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-01020	12/31/2014	Claimant(s): Mohamed Kamara Claimant Lawyers(s): Brian Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Daniel J. McCarthy, Robert Bartels, Daniel J. Brooks Hearing Site: New York, NY
11-03106	01/14/2013	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): Respondent Lawyers(s): Arbitrator(s): Fred S. Pieroni, Daniel J. McCarthy, Sean F. Monahan Hearing Site: Newark, NJ
10-02431	02/14/2012	Claimant(s): Marcus Hernandez Claimant Lawyers(s): Christopher Coss Respondent(s): E*Trade Securities LLC, E* Trade Financial Corporation Respondent Lawyers(s): Michael Banks Arbitrator(s): Daniel J. McCarthy, Timothy J. Tarpey, Joseph H. Danziger Hearing Site: Philadelphia, PA
08-03509	07/27/2009	Claimant(s): Ronald Morrone Claimant Lawyers(s): Dan A. Druz Respondent(s): IFMG Securities.L Financial Corporation, Sun Life Financial Distributors. Respondent Lawyers(s): N. Nancy Ghabai Arbitrator(s): Daniel J. McCarthy, Abraham Harry Bunis, Thomas A. Abitabile Hearing Site: Newark, NJ
07-03306	01/16/2009	Claimant(s): Kayvan Karoon Claimant Lawyers(s): Paul A. Lieberman Respondent(s): Steven Lasser Respondent Lawyers(s): Steven Jay Lasser Arbitrator(s): Daniel J. McCarthy, Michael E. Silverman, Joan Marie Chiusano Hearing Site: Newark, NJ