16-02012 | 07/02/2018 | Claimant(s): Alberto Fogel, Rita Bemaras De Mizrachi Claimant Lawyers(s): Brian Levin Respondent(s): Morgan Stanley Respondent Lawyers(s): Abe Lampart Arbitrator(s): William Ziering, Ralph A. Cotton, Daniel M. Yamshon Hearing Site: San Francisco, CA
| | Expungement |
17-01023 | 06/13/2018 | Claimant(s): Leslie Baronian, The Birgitta Baronian Decedent's Trust Claimant Lawyers(s): Cary S. Lapidus, Nancy C. Field Respondent(s): Dustin Brown, RBC Capital Markets LLC Respondent Lawyers(s): Abe Lampart, Michael M. Gless Arbitrator(s): Carlos Richard Mangum, Minnie Loo, Kenneth Paul Strongman Hearing Site: San Francisco, CA
| | Expungement |
12-01405 | 09/15/2015 | Claimant(s): Koko Flowers, Thomas E. Flowers Charitable Trust, Koko Fujita Charitable Trust dd 12/31/96, Thomas E. Flowers & Koko Fujita Trust, Thomas E. Flowers Trust dd 9/29/1999 Claimant Lawyers(s): Ann McFarland Draper Respondent(s): David Gillimore, U.S. Bancorp Investments. Respondent Lawyers(s): Abe Lampart, Elizabeth M. Hill Arbitrator(s): Kathryn J. Toronto, Robert M. Smith, Sterling N. Frost Hearing Site: San Francisco, CA
| | $0 |
13-00818 | 12/11/2014 | Claimant(s): Voecks Trust U/T/A DTD 05/19/2005 Claimant Lawyers(s): Steven D Toskes Respondent(s): Morgan Stanley Respondent Lawyers(s): Abe Lampart Arbitrator(s): Linda M. McCoy, Joseph M. Fabricatore, Alden Sharp Adkins Hearing Site: San Francisco, CA
| | Expungement |
11-00691 | 05/06/2014 | Claimant(s): Steven Weber, Kern Family Intervivos Trust DTD 8/9/00 Claimant Lawyers(s): Christopher Kern, Steve Weber Respondent(s): Morgan Stanley Respondent Lawyers(s): Abe Lampart Arbitrator(s): Benjamin F. Breslauer, Robert B. Hansohn, Michael John Florio Hearing Site: Los Angeles, CA
| | Expungement |
10-03941 | 10/08/2012 | Claimant(s): Gerhard Rohloff, Gerhard Rohloff Living Trust dd 7/11/05 Claimant Lawyers(s): Christopher P. Mader Respondent(s): Jeffrey Arburn, Impact Financial Management, Whitehall-Parker Securities. Respondent Lawyers(s): Abe Lampart Arbitrator(s): Herbert Liberman, Edwin C. Shiver, Mark Aaron Jones Hearing Site: San Francisco, CA
| | Expungement |
10-00950 | 10/13/2011 | Claimant(s): OC Partners Inc. Claimant Lawyers(s): Robert Paul Travis Respondent(s): David Tucker, RBC Dain Rauscher. Respondent Lawyers(s): Abe Lampart Arbitrator(s): Helen Marinak Blohm, Alexander L. Mazour, Mark R. Topper Hearing Site: San Francisco, CA
| | $0 |
09-06644 | 05/20/2011 | Claimant(s): G. Arnold Lawton, G. Arnold Lawton Trust dtd 3/11/04 Claimant Lawyers(s): Bradd L. Milove Respondent(s): Wells Fargo Investments, Jack Wong Respondent Lawyers(s): Abe Lampart Arbitrator(s): Walter P. Hitchcock, Thomas H. O'Connor, Jonathan H. Krotinger Hearing Site: San Francisco, CA
| | $0 |
09-02981 | 05/07/2010 | Claimant(s): Barbara Minsky, Edwin Minsky, Barbara Minsky Trust, Edwin Minsky Trust Claimant Lawyers(s): Richard A. Stephens Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Abe Lampart Arbitrator(s): James D. McDonald, Mauricio Arcadier, Sidney Turner Hearing Site: Boca Raton, FL
| | $40,200 |
08-05012 | 02/24/2010 | Claimant(s): Mary Morlas, Mary Morlas IRA, Mary R. Morlas Trust Claimant Lawyers(s): Elizabeth A. Lowery Respondent(s): Christopher Kennedy, John Kennedy, Robert Weaver, RBC Capital Markets LLC Respondent Lawyers(s): Abe Lampart Arbitrator(s): William J. Adams Hearing Site: Los Angeles, CA
| | $0 |