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FINRA Awards for David Tucker

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0095010/13/2011Claimant(s): OC Partners Inc.
Claimant Lawyers(s): Robert Paul Travis
Respondent(s): David Tucker, RBC Dain Rauscher.
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): Helen Marinak Blohm, Alexander L. Mazour, Mark R. Topper
Hearing Site: San Francisco, CA
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