| 14-02110 | 05/15/2015 | Claimant(s): Celeste Snyder, Celeste A. Snyder IRA, FBO Celeste A. Snyder ROTH IRA
Claimant Lawyers(s): Celeste A. Snyder
Respondent(s): Deron Allred, John Vanneman, Signator Investors.
Respondent Lawyers(s): Bina Ghanaat, Jibraun B. Riaz
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
|  | $0 |
| 13-00579 | 03/04/2014 | Claimant(s): Doreen Blank, Edward Blank, Estate of Della A.B. Baker
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): James Glover, Signator Investors.
Respondent Lawyers(s): James Robert Glover, Paul F. Enzinna
Arbitrator(s): Jeffrey L. Gaffney, Randy R. Maher, Daniel R. Saling
Hearing Site: San Diego, CA
| | $1,589,150 |
| 09-03660 | 02/16/2012 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Fuad Mansour, Signator Investors., John Hancock Mutual Life Insurance Com
Respondent Lawyers(s): John C. Holmes, Mark J Hancock, William A. Gottlieb
Arbitrator(s): Ferdinand Schoch, Robert Hilton Keller, Edward J. Harkins
Hearing Site: San Francisco, CA
| | Stipulated Award and Expungement |
| 11-01417 | 01/04/2012 | Claimant(s): Michael Weigand, Richard LaValley
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Garry Payne, New England Securities, Signator Investors., Lincoln Financial Advisors Corporation, MML Investors Services
Respondent Lawyers(s): Janene M. Marasciullo, Linda H. Joseph, Michael G. Donovan, William P. Thornton
Arbitrator(s): Christopher C. Willett, Allan H. Kaminsky, Kenneth Dymond
Hearing Site: Syracuse, NY
| | $0 |
| 08-00483 | 11/07/2008 | Claimant(s): Marvin Becker
Claimant Lawyers(s): Ira S. Kaplan
Respondent(s): Michael Napolitano, Signator Investors.
Respondent Lawyers(s): James J. Weller, Matthew Tracy
Arbitrator(s): Kenneth B. Cutler, Anthony Michael Sabino, Biagio A. Civale
Hearing Site: New York, NY
| | $10,000 |
| 07-01953 | 05/28/2008 | Claimant(s): Lisa Hart
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Signator Investors.
Respondent Lawyers(s): Stephanie P. Karn
Arbitrator(s): Hugh J. Moore, Stephen H. Biller, Eugene R. Katz
Hearing Site: Memphis, TN
| | $42,859 |
