| 21-02760 | 02/10/2023 | Claimant(s): James Moniz
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Signator Investors.
Respondent Lawyers(s): Justin Sacca
Arbitrator(s): Howard N. Gorney
Hearing Site: Boston, MA
| | |
| 21-02047 | 03/21/2022 | Claimant(s): Gurveer Mann
Claimant Lawyers(s): Zachary Morse
Respondent(s): Signator Investors.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Detroit, MI
| | |
| 21-00036 | 07/22/2021 | Claimant(s): Dean Nowak
Claimant Lawyers(s): Harris Freedman
Respondent(s): Signator Investors.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
| | |
| 20-03062 | 04/14/2021 | Claimant(s): Robert Ferrari
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Signator Investors.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Linda J. Baer
Hearing Site: Jersey City, NJ
| | |
| 19-02859 | 03/31/2020 | Claimant(s): Kevin Burkart
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Signator Investors.
Respondent Lawyers(s): James Noblett
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
| | |
| 19-00878 | 11/25/2019 | Claimant(s): Danny Bullock
Claimant Lawyers(s): John M. Verdecchia
Respondent(s): Signator Investors.
Respondent Lawyers(s): Gregory M. Curely
Arbitrator(s): Paul A. Auerbach, Patrick R. Westerkamp, Michael Jonathan Chazan
Hearing Site: Providence, RI
| | |
| 12-02202 | 07/21/2014 | Claimant(s): Annette Liebergesell, Bernd Liebergesell, Daniel White, Donald Bill, Gloria Bill, Dan White Revocable Living Trust, The Bill Family Trust dtd Nov. 05, 2003
Claimant Lawyers(s): Brian D. Miller
Respondent(s): Dennis Pettinelli, Signator Investors., Wells Investment Securities.
Respondent Lawyers(s): Gregory T. Fayard, Marc V. Allaria, Richard B. Hopkins
Arbitrator(s): Richard L. Rubin, Pamela S. Mann, Shawn Ridgell
Hearing Site: San Francisco, CA
| | Expungement |
| 09-01276 | 05/25/2011 | Claimant(s): Vito Vitone
Claimant Lawyers(s): William M. Kolb
Respondent(s): Ian Gerrior, Kevin Beaulieu, Richard Beaulieu, Signator Investors.
Respondent Lawyers(s): Michael J. Murphy, Sara E. Sweeney, Sheri L Pizzi
Arbitrator(s): B. J. Krintzman, Laura M. Nelson, Paul A. Auerbach
Hearing Site: Providence, RI
| | |
