| 13-00737 | 10/21/2014 | Claimant(s): Moche Hachamovitch, Sabi Trust U/T/A DTD 2/17/2009
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley Smith Barney
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Boyd H. Scheff, John D. Nagy, Karen Ann Kowarsky
Hearing Site: New York, NY
|  | Expungement |
| 12-02421 | 10/31/2013 | Claimant(s): Susan Lark
Claimant Lawyers(s): Marc J. Gross
Respondent(s): Citigroup Global Markets., Renee Schwartz
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Simone A. Muscarnera, Kenneth J. Horowitz, Jeffrey Allen Held
Hearing Site: Newark, NJ
| | Expungement |
| 12-01422 | 06/17/2013 | Claimant(s): Wolf Friedman & Lillian Friedman Trust
Claimant Lawyers(s): Michael Hill
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Steven Ira Weinberger, Laurence V. Senn, Thomas Emory Carroll
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-04079 | 12/06/2012 | Claimant(s): Lea Slote
Claimant Lawyers(s): Lea Slote
Respondent(s): Bruce Glassberg, Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Sandra J. Mullings, Ira S. Cure, Christine Moore
Hearing Site: New York, NY
| | $0 |
| 10-01722 | 10/17/2012 | Claimant(s): Hayden Mayeaux, Norma Mayeaux
Claimant Lawyers(s): Joseph F. Durio
Respondent(s): Citigroup Global Markets., Jeffrey D'Amico, Mary Landry
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Bertrand C. Moser, David J. Schexnaydre, Edward David Sonnier
Hearing Site: New Orleans, LA
| | $0 |
| 11-00428 | 07/13/2012 | Claimant(s): Lucie Falk, Joseph and Lucie Falk Trst uadtd 5/11/88
Claimant Lawyers(s): Lucie Falk
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Robert J. Ruben, John B. La Rue, Arthur T. Berggren
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-03684 | 08/02/2011 | Claimant(s): Jeanette Kridel, Jeanette Loree Kridel Trust
Claimant Lawyers(s): William J. Kridel
Respondent(s): Citigroup Global Markets., Stephen Endlar, William Dodge
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Allan E. Johnson
Hearing Site: New York, NY
| | $0 |
| 09-07062 | 03/25/2011 | Claimant(s): Elise Moore, F. David Moore
Claimant Lawyers(s): Elise L. Moore
Respondent(s): Morgan Stanley, Marc Lock
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Seymour A. Kolman
Hearing Site: Phoenix, AZ
| | $15,000 |
| 09-04980 | 10/18/2010 | Claimant(s): Robert J.A. Zito and Dana Cole
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Charles Albanese, Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Sandra Gale Behrle, Evdokia Sofos, Christine Costigan
Hearing Site: New York, NY
| | $0 |
| 09-02318 | 09/30/2010 | Claimant(s): Joyce Yabkow
Claimant Lawyers(s): Michael B. Specht
Respondent(s): Citigroup Global Markets., William Burns
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Robert Manfredo, Evonne W.J. Tolbert, Martin H. Zern
Hearing Site: New York, NY
| | Expungement |
