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FINRA Awards for Gregory J. Getz

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Displaying 10 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0082903/19/2024Claimant(s): Qi Wang
Claimant Lawyers(s): Qi Wang
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Ernesto V. Luzzatto, Jeanne M. Keefe, Gregory J. Getz
Hearing Site: New York, NY
Checkmark Icon$0
18-0232107/03/2019Claimant(s): Vinh Thai
Claimant Lawyers(s): David E. Robbins
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Helm Wright
Arbitrator(s): Ted M. Rosen, Gregory J. Getz, Paul C. Tang
Hearing Site: New York, NY
Checkmark Icon$1,125
17-0007110/24/2017Claimant(s): Carlos Nieves
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Gregory J. Getz
Hearing Site: New York, NY
Checkmark Icon$22,103
14-0045108/10/2017Claimant(s): Dominic Cammareri
Claimant Lawyers(s): Christine Lazaro
Respondent(s): Charles Vista LLC
Respondent Lawyers(s): Greg Lorenzo
Arbitrator(s): Gregory J. Getz
Hearing Site:
Checkmark Icon$15,557
16-0239609/28/2016Claimant(s): Dominic Cammareri
Claimant Lawyers(s): Christine Lazaro
Respondent(s): Jeffrey Lyon
Respondent Lawyers(s): Jeffrey G Lyon
Arbitrator(s): Gregory J. Getz
Hearing Site:
Checkmark Icon$28,793
13-0136111/04/2014Claimant(s): Joanne Mc Evoy
Claimant Lawyers(s): W. Alexander Melbardis
Respondent(s): Anastasios Belesis, Anthony Giuliano III, John Thomas Financial
Respondent Lawyers(s): Anthony Frank Giuliano III, Dan Druz
Arbitrator(s): Gregory J. Getz
Hearing Site: New York, NY
Checkmark Icon$24,423
11-0340404/09/2014Claimant(s): Hornung Family Trust
Claimant Lawyers(s): Brian H. Brick
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Gregory J. Getz, Peter A. Seibel, Salvatore J. Bate
Hearing Site: New York, NY
Checkmark Icon$0
12-0392005/13/2013Claimant(s): Dean Wiltshire, Jerret Brantley, Pauline Rhiney
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Robert Van Zandt
Respondent Lawyers(s): Robert Henry Van Zandt
Arbitrator(s): Gregory J. Getz
Hearing Site: New York, NY
Checkmark Icon$52,762
10-0054702/23/2012Claimant(s): Pamela Wolf
Claimant Lawyers(s): Charles J. Hecht
Respondent(s): Luis Marino, Steven Goldfarb
Respondent Lawyers(s): Jonathan Sack, Robert M. Van De Veire
Arbitrator(s): William A. Hohauser, John J. Vesey, Gregory J. Getz
Hearing Site: New York, NY
Checkmark Icon$0
09-0657310/26/2011Claimant(s): Robert Goldenberg
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Douglas Castro, Charles Schwab & Co..
Respondent Lawyers(s): Dan Rabinovitz
Arbitrator(s): Diane Getzler, Stephen M. Gross, Gregory J. Getz
Hearing Site: New York, NY
Checkmark IconExpungement

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