13-03588 | 07/31/2015 | Claimant(s): Georgianna Gimbel, John Gimbel Claimant Lawyers(s): Robert J. Pearl Respondent(s): Christopher Seebeck, Cynthia Smith, Lawrence Green, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Bradley B Rounsville Arbitrator(s): Monica I. Salis, Monroe Mitchel, Mervyn A. Feinstein Hearing Site: Boca Raton, FL
| | Expungement |
12-02706 | 06/18/2015 | Claimant(s): Juan Santiago Gonzalez Claimant Lawyers(s): Francisco Pujol Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc of PR Respondent Lawyers(s): Peter G. Neiman, Roberto C. Quinones-Rivera Arbitrator(s): Bernard A. Becker, Monroe Mitchel, Todd M. Saunders Hearing Site: San Juan, PR
| | $0 |
14-02167 | 03/18/2015 | Claimant(s): Betsy Ferrer-Pagan, Fernando Rivera-Vega Claimant Lawyers(s): Fernando Rivera-Vega Respondent(s): Fernando Batlle Hernaiz, Hortensia Llavat, Santander Securities LLC Respondent Lawyers(s): Mauricio O. Muniz-Luciano Arbitrator(s): Monroe Mitchel Hearing Site: San Juan, PR
| | $17,800 |
11-00425 | 10/17/2014 | Claimant(s): Haydee de Cancio, Pablo Cancio Claimant Lawyers(s): Rafael E. Lugo-Sotomayor Respondent(s): Citigroup Global Markets., Juan Colon-Perea, Popular Securities. Respondent Lawyers(s): Jason S. Haselkorn, Roberto C. Quinones-Rivera Arbitrator(s): Monroe Mitchel, Stuart K. Furman, Robert G. Falbisaner Hearing Site: San Juan, PR
| | Expungement |
12-00608 | 10/15/2013 | Claimant(s): Camilo Con, Jose Con Claimant Lawyers(s): Scott A. Weires Respondent(s): Felix Perez, Sandro Pestana, Sergio Estefano Respondent Lawyers(s): Coren Stern Arbitrator(s): Monroe Mitchel, William W. Bride, Ronald W. Weissman Hearing Site: Boca Raton, FL
| | $0 |
12-02899 | 05/14/2013 | Claimant(s): Michael Reilly, Trustee of The Reilly Claimant Lawyers(s): Teresa J. Verges Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Jill Y. Coen Arbitrator(s): Mark C. Perry, Steven A. Hurst, Monroe Mitchel Hearing Site: Boca Raton, FL
| | Expungement |
11-00460 | 02/11/2013 | Claimant(s): Antonio Mendez Claimant Lawyers(s): Harold D. Vicente-Colon Respondent(s): Christian Rickenbach, Vanessa Perez, Popular Securities. Respondent Lawyers(s): Heidi Rodriguez-Benitez Arbitrator(s): Monroe Mitchel, Elena G. Rodriguez, Jonathan H. Parker Hearing Site: San Juan, PR
| | Expungement |
10-04291 | 10/04/2012 | Claimant(s): Myrna Wechsler, Estate of Natalie Varonok Claimant Lawyers(s): Bruce A. Katzen Respondent(s): Jodi Isdith, Raymond James Financial Services. Respondent Lawyers(s): Jodi Beth Isdith, Terrance A. Bostic Arbitrator(s): Monroe Mitchel, Lisa Marie Macci, Richard Alan Levine Hearing Site: Boca Raton, FL
| | $800,000 |
09-07227 | 07/16/2012 | Claimant(s): Carlos Oubina, Fernando Granda, Graciela de Martinez, Hector Lestard, Jorge Besser, Jose Ganem, Juan Navarro Floria, Miguel Martinez, Norma Arauz de Pereiro, Patricia de Castro, Gladbrook Investments Ltd., Sandhill Overseas Ltd., Westbrook Business Corp., S.A. Claimant Lawyers(s): Jeffrey L. Cox Respondent(s): EFG Capital International Corp. Respondent Lawyers(s): Ivan P. Harris Arbitrator(s): Monroe Mitchel, Suzanne E. Mowry, Marie G. Peterson Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
10-03174 | 03/15/2012 | Claimant(s): Osvaldo De Leon & Stephanie Lebron Ricci Claimant Lawyers(s): Harold D. Vicente-Colon Respondent(s): Adin Rodriguez, BBVA Securities of Puerto Rico. Respondent Lawyers(s): Jose Alberto Sosa Llorens Arbitrator(s): Joseph J. Slotnik, Monroe Mitchel, Abigail Falcon-Rosa Hearing Site: San Juan, PR
| | $795,000 |