12-00123 | 05/17/2013 | Claimant(s): Judith Biss, Kenneth Biss, USA Hawaii Self Storage 14 LLC Claimant Lawyers(s): John Owen Murrin Respondent(s): Kenneth McDonald, Crown Capital Securities, L.P. Respondent Lawyers(s): Craig R. Bockman Arbitrator(s): Ralph H. Erickson, Elliott David Finkel, Robert A. Lombardi Hearing Site: Los Angeles, CA
| | Expungement |
11-02874 | 12/17/2012 | Claimant(s): Donna Berry Claimant Lawyers(s): Bruce D. Oakes Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Jeffrey E. Skogsbergh, Elliott David Finkel, Herbert Murez Hearing Site: Los Angeles, CA
| | Expungement |
10-02446 | 02/23/2011 | Claimant(s): Church Resource Ministries Claimant Lawyers(s): John Halebian Respondent(s): John Thatcher, Charles Schwab & Co.. Respondent Lawyers(s): Stephen Young Arbitrator(s): Elliott David Finkel, James H. Frank, Andrea Luise Halperin Hearing Site: Los Angeles, CA
| | Expungement |
10-02724 | 01/21/2011 | Claimant(s): Jawaid Murtaza Claimant Lawyers(s): Jawaid Murtaza Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Sean B. Meehan Arbitrator(s): Elliott David Finkel Hearing Site: Los Angeles, CA
| | $0 |
09-06220 | 11/15/2010 | Claimant(s): Earl D. Bolen IRA, Bolen Family Trust Claimant Lawyers(s): H. Thomas Fehn Respondent(s): Christopher Price, Morgan Stanley Respondent Lawyers(s): Gregg Garneau Arbitrator(s): Elliott David Finkel, Joseph L. Hagan, David Nielsen Hearing Site: Los Angeles, CA
| | $0 |
09-00078 | 08/16/2010 | Claimant(s): Marvin E. Bruce, Trustee Claimant Lawyers(s): Caroline Smith Gidiere Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Alan F. Enslen Arbitrator(s): Elliott David Finkel, Victor B. Taube, Patricia H. Latham Hearing Site: Memphis, TN
| | $100,000 |
08-04006 | 08/26/2009 | Claimant(s): Peak Securities Corporation Claimant Lawyers(s): Chad Weaver Respondent(s): Gregg Mulholland, Bruin Industries. Respondent Lawyers(s): Irving M. Einhorn Arbitrator(s): Elliott David Finkel, Dennis A. Torres, Randall N. Kirk Hearing Site: Los Angeles, CA
| | $0 |
07-01108 | 12/26/2008 | Claimant(s): D&H Claims Services., H&H Agency., Sterling Casualty Insurance Company Claimant Lawyers(s): David J. Darnell Respondent(s): J.P. Morgan Securities, Oppenheimer & Co.., Michael Horaney Respondent Lawyers(s): Mitchell J. Albert, Neal S. Robb, Robert J. Girard Arbitrator(s): Elliott David Finkel, Kenneth I. Rosenblum, Thanayi J. Lindsey Hearing Site: Los Angeles, CA
| | $138,200 |
06-05080 | 08/21/2008 | Claimant(s): Voilet Wall, Violet M. Wall Trust Claimant Lawyers(s): G. Mark Brewer Respondent(s): Citigroup Global Markets., Robert Leverte Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Elliott David Finkel, Gerald C. Tambe, Harris J. Howard Hearing Site: Los Angeles, CA
| | $0 |
07-01889 | 06/06/2008 | Claimant(s): Margaret Toruno Claimant Lawyers(s): Richard B. Fosher Respondent(s): Alliance Advisory & Securities., Associated Securities Corp Respondent Lawyers(s): Chad Weaver, H Thomas Fehn Arbitrator(s): Barbara M. Zak, Elliott David Finkel, David L. Casterline Hearing Site: Los Angeles, CA
| | $0 |