| 23-00294 | 06/17/2024 | Claimant(s): Lisa McAllister
Claimant Lawyers(s): Elisabeth S. Gray
Respondent(s): Jay Lanstein, Robert Gleason, Cantella & Co..
Respondent Lawyers(s): James P. Catalano, Jonathan W. Lanstein
Arbitrator(s): Barbara Black, Robert William Copeland, Dustin Faeder
Hearing Site: Nashville, TN
|  | $0 |
| 22-01491 | 05/24/2024 | Claimant(s): Gregory Martini
Claimant Lawyers(s): Aaron A. Romney
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Christopher A. Stecher
Arbitrator(s): Barbara Black, Mitchel Weiss, Bradley Reynolds
Hearing Site: Atlanta, GA
| | $0 |
| 22-01747 | 12/15/2022 | Claimant(s): Paul Weiland
Claimant Lawyers(s): Paul J. Weiland
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Barbara Black
Hearing Site: Raleigh, NC
| | $88 |
| 20-01900 | 11/04/2021 | Claimant(s): Joseph Serensits
Claimant Lawyers(s): Eric D. Edwards
Respondent(s): Firhan Choudhary, Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Barbara Black, Michael E. Weddington, John Russell Barlow
Hearing Site: Raleigh, NC
| | Expungement |
| 19-02689 | 08/30/2021 | Claimant(s): Ronnie Rozier
Claimant Lawyers(s): Ronnie L Rozier
Respondent(s): Aubrey Parker, Wells Fargo Advisors
Respondent Lawyers(s): Keith Barnett
Arbitrator(s): Barbara Black, Judith Stilz Ogden, Henry Bruce Haynes
Hearing Site: Atlanta, GA
| | Expungement |
| 16-00150 | 12/19/2019 | Claimant(s): Joseph Long, Joseph Duane Long IRA, PTC Cust IRA FBO Joseph Duane Long, PTC Cust IRA FBO Peggy Long, Joseph Duane Long and Peggy Long JJTEN
Claimant Lawyers(s): David M. Gaba
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Barbara Black, James Howell Garrison, William Finley Hamel
Hearing Site: Charlotte, NC
| | $550,398 |
| 18-01185 | 08/27/2018 | Claimant(s): Evan Wilson
Claimant Lawyers(s): Evan D Wilson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Barbara Black
Hearing Site: Charlotte, NC
| | $0 |
| 14-00199 | 01/06/2016 | Claimant(s): Kenneth Lee
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Citigroup Global Markets., Hsyu-Chieng Chiou
Respondent Lawyers(s): Brian J. Ellis, Steven D. Toskes
Arbitrator(s): Perry Lee Taylor, Barbara Black, Helen E. Huyler
Hearing Site: Atlanta, GA
| | $2,250,000 |
| 11-03756 | 09/10/2012 | Claimant(s): Forrest Sutherland
Claimant Lawyers(s): Cassaundra L. Edwards
Respondent(s): The Huntington Investment Company
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Scott H Litwin, Jeffrey M. Bain, Barbara Black
Hearing Site: Cincinnati, OH
| | $0 |
| 11-03751 | 07/10/2012 | Claimant(s): Cassandra Fishbein, Donn Fishbein, Donn Fishbein PSP Part QRP/Keogh
Claimant Lawyers(s): Nicole L. Harrison
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): Barbara Black
Hearing Site: Columbus, OH
| | Expungement |
