13-02467 | 11/14/2014 | Claimant(s): Black Sea Trading Inc. Claimant Lawyers(s): Conrad C. Lysiak Respondent(s): Nehru Chomatil, Jera Securities. Respondent Lawyers(s): Mark David Hunter Arbitrator(s): Denzil J. Klippel, Cynthia A. DiMarco, Emily M. Altman Hearing Site: New York, NY
| | $0 |
11-04769 | 06/25/2013 | Claimant(s): Joan and Todd Donohue Claimant Lawyers(s): Arthur P. Fisch Respondent(s): Charles Lieberman, Advisors Capital Management Group, Wall Street Financial Group. Respondent Lawyers(s): Jessica Levine Arbitrator(s): Denzil J. Klippel, Sandra Gale Behrle, Arthur M. Schoenberger Hearing Site: New York, NY
| | $0 |
11-03125 | 05/30/2013 | Claimant(s): Bert Nisonoff Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Amy B. Bard Arbitrator(s): Ted M. Rosen, Denzil J. Klippel, Allan E. Johnson Hearing Site: New York, NY
| | Expungement |
11-00673 | 10/10/2012 | Claimant(s): Lawrence S. Deitch SEP, Lawrence S. Deitch & Andrea W. Deitch Jo Claimant Lawyers(s): Joseph A. Sack Respondent(s): Jeremy Kramer, Marvin Schwartz, Neuberger Berman LLC Respondent Lawyers(s): Victor A. Machcinski Arbitrator(s): Denzil J. Klippel, Veronica Ann Williams, Wayne I. Harris Hearing Site: New York, NY
| | $0 |
09-05154 | 11/03/2010 | Claimant(s): 414 LLC, 515 LLC Claimant Lawyers(s): Michael M Steinmetz Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Victor A. Machcinski Arbitrator(s): Denzil J. Klippel, W. Jeffrey Weinlandt, Robert E. Anderson Hearing Site: New York, NY
| | $0 |
05-03988 | 07/16/2009 | Claimant(s): Sulna Development Company N.V. Claimant Lawyers(s): Dona Szak Respondent(s): Prudential Equity Group Respondent Lawyers(s): David Picon Arbitrator(s): Denzil J. Klippel, Charles S. Guggenheimer, Charles L. Henderson Hearing Site: New York, NY
| | $0 |
08-02214 | 04/08/2009 | Claimant(s): Estate of Jack Perry Claimant Lawyers(s): Debra G. Speyer Respondent(s): Prudential Equity Group Respondent Lawyers(s): Brian F. McDonough Arbitrator(s): Denzil J. Klippel, Elizabeth Elster Granville, David A. Schwarz Hearing Site: New York, NY
| | $137,500 |
05-06164 | 12/15/2008 | Claimant(s): Estate of James Ward Claimant Lawyers(s): Christopher R. Ross Respondent(s): John Susca, Ehrenkrantz King Nassbaum. Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): Harvey Barrison, Denzil J. Klippel, John J. Witkowski Hearing Site: New York, NY
| | $0 |