12-00888 | 08/13/2013 | Claimant(s): Kim Timmins Claimant Lawyers(s): Pamela Aurelien Respondent(s): Deutsche Bank Securities., Mario Saljanin Respondent Lawyers(s): Karen M. Steel Arbitrator(s): Denzil J. Klippel, Alfonso G. Figliolia, Mary Ellen Burns Hearing Site: New York, NY
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11-02744 | 03/12/2013 | Claimant(s): Andre Labarbera, Anthony Costanzo, David Levy Claimant Lawyers(s): Andre V. Labarbera, Anthony Costanzo, David Levy Respondent(s): Wedbush Securities Inc., Edward Wedbush, Eric Segall, Michael Gardner, R Richards, Robert Woods, Todd Brooks Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): J. Martin McDonough, Denzil J. Klippel, Robert A. Vaccaro Hearing Site: New York, NY
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09-03629 | 06/24/2010 | Claimant(s): Lloyd Dotson, Robert Wood Claimant Lawyers(s): Richard Slavin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Christin M. Choi Arbitrator(s): Denzil J. Klippel, David A. Schwarz, Gerald L. Fingerhut Hearing Site: New York, NY
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07-01535 | 04/29/2009 | Claimant(s): Wall Street Access Corporation Claimant Lawyers(s): Brian J. Neville Respondent(s): Scott Wertheim, CapTrust Financial Advisors Respondent Lawyers(s): Amie Flower Carmack Arbitrator(s): Paul C. Kurland, Edward Baer, Denzil J. Klippel Hearing Site: New York, NY
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07-01213 | 02/08/2008 | Claimant(s): Kjersten Lazar Claimant Lawyers(s): Jeffrey L. Wilson Respondent(s): Catherine Galgano, Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Donald J. Rasweiler, Denzil J. Klippel, Susan C. Lushing Hearing Site: New York, NY
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