15-00484 | 05/15/2019 | Claimant(s): John Kenyon Claimant Lawyers(s): Hilton Wiener Respondent(s): Anthony Sercia, Jason Klabal, Mario Sclafani, Michael Androulakis, Legend Securities. Respondent Lawyers(s): Anthony Frank Sercia, Jason Harris Klabal, Mario Charles Sclafani, Salvatore Caruso, Scott Holcomb Arbitrator(s): Sidney N. Weiss, Michele S. Riley, Ronald Jay Horowitz Hearing Site: New York, NY
| | Expungement |
18-00026 | 01/16/2019 | Claimant(s): George Booth Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Woodstock Financial Group. Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Charles Scott McClellan Hearing Site: Seattle, WA
| | $0 |
13-03605 | 07/07/2017 | Claimant(s): Gregory Cohen Claimant Lawyers(s): Adam J. Weinstein Respondent(s): Baris Dincer, Daniel Mendoza, Francine Lanaia, Joseph Amato, RBC Capital Markets LLC, Alexander Capital, L.P. Respondent Lawyers(s): Baris Dincer, Daniel Manuel Mendoza, Francine Ann Lanaia, Frank J. Cuccio, Scott Holcomb Arbitrator(s): William E. Nuckel, Christine Moore, Mary Julia O'Connell Hearing Site: New York, NY
| | $0 |
16-00994 | 05/24/2016 | Claimant(s): Isaac Organization, Joinmax Engineering Consultants, Negotiart of America. Claimant Lawyers(s): David E. Robbins Respondent(s): Rocco Guidicipietro Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Patricia Mary Reilly, Nancy J. Spieczny, Mitchell Lee Lathrop Hearing Site: San Diego, CA
| | Expungement |
14-02593 | 12/16/2015 | Claimant(s): Eric Martin Claimant Lawyers(s): Alexander Mark Rowland Respondent(s): Arash Assadzadeh, Wells Fargo Advisors, Louis Ayala Respondent Lawyers(s): Deidre C. Wolff, Louis Alfonso Ayala, Scott Holcomb Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA
| | $3,600 |
10-02298 | 01/12/2012 | Claimant(s): Debra Kennedy and Harold Kennedy Claimant Lawyers(s): Steven S. Biss Respondent(s): Joseph Audia, Matthew Ferber, Stephen Marek, American Capital Partners, J.P. Turner & Company, L.L.C. Respondent Lawyers(s): John Kilkenny, Michael P. Gilmore, Scott Holcomb Arbitrator(s): Donald B. Vaden, Glenn H. Catalano, Michael W. Hultzapple Hearing Site: Richmond, VA
| | Expungement |
10-02781 | 10/14/2011 | Claimant(s): Lina Palacio Claimant Lawyers(s): Lina M. Palacio Respondent(s): Raymond King, J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Deborah A. Jackson Hearing Site: Atlanta, GA
| | $15,000 |
10-03911 | 08/26/2011 | Claimant(s): Barbara Shimko, Joseph Shimko Claimant Lawyers(s): John R. Kiefner Respondent(s): J.P. Turner & Company Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Gordon G. Bowles, Jacquelyn M. Shannon, Lawrence Gray Sanders Hearing Site: Tampa, FL
| | $0 |
05-02000 | 12/21/2007 | Claimant(s): Lewis Worms, Lewis E. and Corrine I. Worms Trust Claimant Lawyers(s): Stephen H. Marcus Respondent(s): J.P. Turner & Company Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Carolyn V. Quadt, Vincent J. Natoli, Karen J. Burneff Hearing Site: Los Angeles, CA
| | Stipulated Award and Expungement |