15-00235 | 10/24/2016 | Claimant(s): Estate of Daniel Drummond Claimant Lawyers(s): Andrew D. Gowdown Respondent(s): Charles James, Wells Fargo Advisors Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Robert A. Dean, Dana Tait Sandlin, Richard James Igou Hearing Site: Columbia, SC
| | $5,988 |
13-00727 | 11/19/2014 | Claimant(s): Betty Perrine, John Perrine Claimant Lawyers(s): Richard B. Fosher Respondent(s): Morgan Stanley Respondent Lawyers(s): Sean J. Coughlin Arbitrator(s): Gary J. Leshaw, Deborah A. Jackson, Robert A. Dean Hearing Site: Atlanta, GA
| | Expungement |
12-03194 | 02/19/2014 | Claimant(s): Deborah Carney, Deborah Greene, Elizabeth Smith, J. Lee, Janice Peek, John Thomason, Joseph Gibson, Lisa Lee, Mary Frey, Ron Chandonia, Sherry Thomason, Steven Carney, Wanda Messina, T&M Tilt-Up. Profit Sharing Plan Claimant Lawyers(s): John S. Chapman Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Craig H. Kuglar Arbitrator(s): Frank W. Virgin, Karla Y. Vogel, Robert A. Dean Hearing Site: Atlanta, GA
| | $600 |
12-03171 | 06/03/2013 | Claimant(s): Mark Klopfenstein, Molly Klopfenstein, TranStar Capital Ventures LLC Claimant Lawyers(s): Robert K. Crowe Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Allan N. Taffet Arbitrator(s): Harry G. Mason, Robert A. Dean, Osei J Adoma Hearing Site: Atlanta, GA
| | Dismissed by Rule 12206/12504 |
09-04497 | 03/02/2011 | Claimant(s): Ann Whatley, Bryan Matz, David Yurko, Dawn Funari, Elizabeth Daugherty, Elizabeth Evans, Frank Carter, Helen Reynolds, John Evans, Kathleen Lowe, Katrina Yurko, Kevin Phillips, Kevin Riley, Marcus Funari, Marissa Yurko, Melvin Drukman, Michael Reynolds, Patricia Carter, R. Janet Ridlen, Rita McGinley, et al Claimant Lawyers(s): John Chapman Respondent(s): Stephen Wild, Proequities. Respondent Lawyers(s): Melinda L. Peevy, William G Leonard Arbitrator(s): Robert A. Dean, Dimitri Angelo Dodys, Alan C. Granath Hearing Site: Atlanta, GA
| | $187,600 |
08-00315 | 11/04/2008 | Claimant(s): Aubrey Wright and Martha Wright Claimant Lawyers(s): Andrew Stoltmann Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): S. Lawrence Polk Arbitrator(s): Perry Lee Taylor, Joyce F. Glucksman, Robert A. Dean Hearing Site: Atlanta, GA
| | $90,352 |