16-01328 | 02/15/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Note Hold Claimant Lawyers(s): Douglas W. Hyman Respondent(s): James Taylor Respondent Lawyers(s): James Crosby Taylor Arbitrator(s): Robert A. Dean, James L. Warren, John Andrew Johnson Hearing Site: Birmingham, AL
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15-03334 | 12/13/2016 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC, Morgan Stanley Smith Barney Holdings LLC Claimant Lawyers(s): Laura J. Starr Respondent(s): John Halper Respondent Lawyers(s): Samuel A. Wilson Arbitrator(s): Robert A. Dean, Frank (Francis) Eugene Roedl, Dennis Wilton Burnette Hearing Site: Atlanta, GA
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14-01930 | 05/22/2015 | Claimant(s): Terri Shaul Claimant Lawyers(s): Stephen M. Katz Respondent(s): LPL Financial LLC, Jay Cohen Respondent Lawyers(s): Michelle W. Johnson Arbitrator(s): Franklin Raymond McIntyre, Robert A. Dean, Edward Martin Davidson Hearing Site: Atlanta, GA
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13-00461 | 04/11/2014 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Leo Kogan Respondent(s): Jeremy Tintle Respondent Lawyers(s): Jeremy Gerald Tintle Arbitrator(s): Karla Y. Vogel, Henry W. Grady, Robert A. Dean Hearing Site: Atlanta, GA
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11-03138 | 02/06/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Mark Passalacqua Respondent Lawyers(s): Frank A. Lightmas Arbitrator(s): James G. Killough, Robert G. Brunton, Robert A. Dean Hearing Site: Atlanta, GA
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09-02967 | 06/18/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Michael J. Fortunato Respondent(s): Robert Pippenger Respondent Lawyers(s): Michael A. Anderson Arbitrator(s): Chandler R Bridges, George S. Willingham, Robert A. Dean Hearing Site: Atlanta, GA
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09-00740 | 05/19/2010 | Claimant(s): Royal Alliance Associates. Claimant Lawyers(s): Thomas M. Campbell Respondent(s): Charles Stevens, Darin Stevens Respondent Lawyers(s): Brody W. Weichbrodt Arbitrator(s): A. Keith Logue, Fredrick T.W. Reed, Robert A. Dean Hearing Site: Atlanta, GA
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