| 23-02289 | 11/25/2024 | Claimant(s): Wendy Kosberg Starr Trust Dated 9/24
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): A.J. Borrelli
Arbitrator(s): Mary Elizabeth Skelnik, Michael Wayne Johnston, Kenneth Joe Gold
Hearing Site: Dallas, TX
|  | Expungement |
| 23-02443 | 09/24/2024 | Claimant(s): Tamera (Tammy) Elkon
Claimant Lawyers(s): Tamera (Tammy) Elkon
Respondent(s): Erin Hooten, James Flynn, Farmers Financial Solutions
Respondent Lawyers(s): Edwin Barkel, Jeff Nicodemus
Arbitrator(s): Arthur H. Geffen, James E. Lane, Lawrence Frederick Ranallo
Hearing Site: Dallas, TX
| | Expungement |
| 24-01013 | 09/18/2024 | Claimant(s): Jae Young Kim
Claimant Lawyers(s): Jae Young Kim
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Lucas Garcia
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Dallas, TX
| | $38 |
| 22-00485 | 09/17/2024 | Claimant(s): Robert Dunlap Individually & Trustee, Dunlap Exploration., Robert Dunlap, Jr. Trust U/A DTD 2/16/95
Claimant Lawyers(s): David Clouston
Respondent(s): Cass Jenkins, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ellen Sessions
Arbitrator(s): Kenneth R. Hanks, Andrea U. Calve, Gary Ricardo Clayton
Hearing Site: Dallas, TX
| | Expungement |
| 24-00555 | 07/26/2024 | Claimant(s): Sravanthi Gadamsetty IRA
Claimant Lawyers(s): Sravanthi Gadamsetty
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jovalin Dedaj
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
| | $0 |
| 23-01031 | 07/15/2024 | Claimant(s): Sandra Scullen, Sandra M. Scullen IRA
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Securities America.
Respondent Lawyers(s): Justin Sacca
Arbitrator(s): Louis J. Weber, Eric Ross Cromartie, Michael Wayne Johnston
Hearing Site: Dallas, TX
| | $0 |
| 23-00429 | 04/30/2024 | Claimant(s): Michael Rosenthal
Claimant Lawyers(s): Sam B. Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borelli
Arbitrator(s): Robert Barton McLeroy, Albert Bates Wenzell, Carl Haralson Ginsberg
Hearing Site: Dallas, TX
| | Expungement |
| 23-00027 | 04/12/2024 | Claimant(s): McNaught Family Irrevocable Trust, Sharon Coan, Trustee
Claimant Lawyers(s): R. Sean McDonald
Respondent(s): Chad Carroll, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): John Kenneth Popham
Hearing Site: Dallas, TX
| | Expungement |
| 23-03106 | 03/01/2024 | Claimant(s): Robin Wright
Claimant Lawyers(s): Todd Green
Respondent(s): Morgan Stanley, E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Douglas Wade Carvell
Hearing Site: Dallas, TX
| | $0 |
| 23-02425 | 01/26/2024 | Claimant(s): Kayla Nguyen
Claimant Lawyers(s): Kayla Nguyen
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Lawrence R. Maxwell
Hearing Site: Dallas, TX
| | $0 |
