| 24-00755 | 11/21/2024 | Claimant(s): Gabriel Feurdean
Claimant Lawyers(s): Gabriel Feurdean
Respondent(s): Morgan Stanley
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Chandler R. Bridges
Hearing Site: Atlanta, GA
|  | $0 |
| 23-00591 | 10/28/2024 | Claimant(s): Jerome Huddleston, Jerome Huddleston IRA
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Thomas James Hirsch, Shaquana Ellison
Hearing Site: Atlanta, GA
| | Expungement |
| 23-03215 | 10/11/2024 | Claimant(s): Shanita Gray, Dinner with the Grays Incorporated
Claimant Lawyers(s): Shanita R. Gray
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charlotte S. Wolfe
Arbitrator(s): John James Rubin, Susan Warshauer Kennicott, Elizabeth Berry West
Hearing Site: Atlanta, GA
| | $0 |
| 24-00167 | 10/02/2024 | Claimant(s): Kathleen Laymac
Claimant Lawyers(s): James Laymac
Respondent(s): Robert Rosenstein, Tim Moody, Moody Capital Solutions.
Respondent Lawyers(s): Anne T. Freeland, Tim Moody
Arbitrator(s): Gary J. Leshaw, Harvey R. Linder, Charles Boyd Mathes
Hearing Site: Atlanta, GA
| | Dismissed by Rule 12504 |
| 24-00056 | 09/12/2024 | Claimant(s): Ronnie Lee Rozier
Claimant Lawyers(s): Ronnie L. Rozier
Respondent(s): Aubrey Parker, Wells Fargo Clearing Services, Rick Kent
Respondent Lawyers(s): Deirdre C. Wolff, Luis F. Mendez
Arbitrator(s): Robert H. Putnam, Andy W. Morgan, Sherri Lynne Kimmell
Hearing Site: Atlanta, GA
| | Dismissed by Rule 12504 and 12206 |
| 23-01909 | 06/27/2024 | Claimant(s): Janice Schiff, The Estate of Raymond Schiff
Claimant Lawyers(s): Dennis E. Boyle
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
| | $47,000 |
| 22-01491 | 05/24/2024 | Claimant(s): Gregory Martini
Claimant Lawyers(s): Aaron A. Romney
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Christopher A. Stecher
Arbitrator(s): Barbara Black, Mitchel Weiss, Bradley Reynolds
Hearing Site: Atlanta, GA
| | $0 |
| 23-00044 | 03/29/2024 | Claimant(s): Danielle Azadian
Claimant Lawyers(s): Lars Soreide
Respondent(s): Peter Janssen, Katalyst Securities Llc
Respondent Lawyers(s): Philip Kempisty, Walter J. Mathews
Arbitrator(s): Lita S. Menkin, Gia B. Compton, Jeffrey Alperin
Hearing Site: Atlanta, GA
| | $46,440 |
| 23-02693 | 03/12/2024 | Claimant(s): George Were Obama
Claimant Lawyers(s): Thomas Nealy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara LaClair
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
| | Dismissed by Rule 12212© |
| 23-02599 | 03/04/2024 | Claimant(s): Craig Sanford
Claimant Lawyers(s): Craig M. Sanford
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Larry Mims
Hearing Site: Atlanta, GA
| | $0 |
