Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-00024 | 11/18/2024 | Claimant(s): Matthew Moll Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): James S. Bradbury Arbitrator(s): Andrew Kennon Jennings Hearing Site: Atlanta, GA | ||
| 23-02938 | 10/11/2024 | Claimant(s): Sonia Balfour-Fears Claimant Lawyers(s): William Preston Martin Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 23-01170 | 09/26/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith J. Barnett Respondent(s): Wade Roberts Respondent Lawyers(s): William R. Carlisle Arbitrator(s): George Pinckney Shingler Hearing Site: Atlanta, GA | ||
| 23-01409 | 07/18/2024 | Claimant(s): Robert Rumley Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Lita S. Menkin Hearing Site: Atlanta, GA | ||
| 23-03004 | 06/27/2024 | Claimant(s): Morgan Hill Claimant Lawyers(s): Tosh Grebenik Respondent(s): Arete Wealth Management, Center Street Securities. Respondent Lawyers(s): Don Pollard, Joshua Rogers Arbitrator(s): Lita S. Menkin, Jennifer Jackson, Melissa Lianne George Hearing Site: Atlanta, GA | ||
| 23-02712 | 06/04/2024 | Claimant(s): Roger Green Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 23-02125 | 05/16/2024 | Claimant(s): NewBridge Securities Corp. Claimant Lawyers(s): Gregg J. Breitbart Respondent(s): John Boatright Respondent Lawyers(s): John Richard Boatright Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 23-02246 | 04/29/2024 | Claimant(s): Darrin Cohen Claimant Lawyers(s): Brian Luther Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Greg Curley Arbitrator(s): Andy W. Morgan Hearing Site: Atlanta, GA | ||
| 23-01535 | 04/24/2024 | Claimant(s): Stephen Ferencik Claimant Lawyers(s): Michael Kalmus Respondent(s): Morgan Stanley DW Inc., Triad Advisors LLC, UBS Financial Services Inc. Respondent Lawyers(s): Brandy Fernandez, Greg Curley, John Murphy Arbitrator(s): Jeffrey Alperin, Christopher R Carroll, Chanteasea Pyron Swain Hearing Site: Atlanta, GA | ||
| 23-01418 | 03/25/2024 | Claimant(s): Scott Meyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA |