| 13-00555 | 04/24/2015 | Claimant(s): John Reichenbach
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Patrick Teutonico, Philip Dina, Qi Huang, Stephen Grivas, Upinder Sharma, Obsidian Capital Holdings, Obsidian Financial Group
Respondent Lawyers(s): Company President, Kevin Sharma, Philip A. Dina, Qi Huang, Robert M. Bursky, Stephen Grivas, Upinder "Kevin" Sharma
Arbitrator(s): Robert J. Scafuri, Barry Goldman, John P. Gouttiere
Hearing Site: Detroit, MI
|  | $0 |
| 13-00218 | 04/23/2015 | Claimant(s): Michael Rice, Susanna Rice
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John P. Bevilacqua
Arbitrator(s): John P. Gouttiere, Jack L. Somers, Anthony W. Candela
Hearing Site: Detroit, MI
| | Expungement |
| 14-01941 | 04/22/2015 | Claimant(s): Larry Osweiler
Claimant Lawyers(s): Larry Osweiler
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
| | $0 |
| 13-03782 | 04/15/2015 | Claimant(s): Charles Bumpus, Glenda Bumpus
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Angela Moyer, Klassa, Swaggerty & Associates
Respondent Lawyers(s): Corporate Office, Edward A. Walton
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | $0 |
| 14-02600 | 04/07/2015 | Claimant(s): Leon Kelsch
Claimant Lawyers(s): Leon Kelsch
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Matthew W. Schlegel
Hearing Site: Detroit, MI
| | $0 |
| 13-00061 | 03/30/2015 | Claimant(s): Louis Helder
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Charles Anderson, Wells Fargo Advisors
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): John F. Burns, James L. Karpen, Richard Edward Rassel
Hearing Site: Detroit, MI
| | Expungement |
| 12-00586 | 03/23/2015 | Claimant(s): Cynba International.
Claimant Lawyers(s): Anthony Paesano
Respondent(s): Harvey Gammage, Morgan Stanley
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Marvin I. Horowitz, Lee Hornberger, Eugene Halsey Bosart
Hearing Site: Detroit, MI
| | $0 |
| 14-00521 | 03/17/2015 | Claimant(s): Susan Pulice
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Sarah Barish, Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | $0 |
| 12-00255 | 03/06/2015 | Claimant(s): Newton Solomon, Newton Solomon IRA, Newton Solomon Trust
Claimant Lawyers(s): Lawrence J. Schloss
Respondent(s): Robert Gurvin, Ridgeway & Conger.
Respondent Lawyers(s): Kenneth F. Silver
Arbitrator(s): Barry Goldman, Earlene R. Baggett-Hayes, Robert Michael Dorman
Hearing Site: Detroit, MI
| | $378,000 |
| 13-02460 | 02/13/2015 | Claimant(s): Rose LaBolle
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Christopher Tovar
Arbitrator(s): Jeffry M. Bauer, Edward A. Porter, Peter C. Rageas
Hearing Site: Detroit, MI
| | $299,858 |
