| 23-01712 | 05/28/2024 | Claimant(s): Corey Haber
Claimant Lawyers(s): Corey J. Haber
Respondent(s): Morgan Stanley, Rj Malcampo, Rosita Kaufman
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Robert J. Scafuri, Carl E. Ver Beek, Mark Gregory Brackon
Hearing Site: Detroit, MI
|  | Expungement |
| 15-03421 | 03/20/2018 | Claimant(s): Antonio Gnocchi Franco, A.G. Franco Law Off. Pension Plan 1/1/89
Claimant Lawyers(s): Melanie S. Cherdack
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Randi Perry Spallina, Sara Soto
Arbitrator(s): Lawrence S. Silver, Gilbert A. Schnirman, Will Murphy
Hearing Site: Miami, FL
| | $270,639 |
| 13-03717 | 02/14/2017 | Claimant(s): The Fideicomiso Santa Barbara Trust
Claimant Lawyers(s): Randall C. Place
Respondent(s): UBS Financial Services Inc., UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Randi Perry Spallina, Ross Firsenbaum
Arbitrator(s): Jerrold Levine, Richard S. Herman, Carl Henry Perdue
Hearing Site: Miami, FL
| | $363,875 |
| 12-03688 | 06/04/2015 | Claimant(s): Ortopedas Associados Del Oeste Retiremen
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Nancy J. Cliff, Richard J. Kaplan, Rex D.K. Seymour
Hearing Site: San Juan, PR
| | Expungement |
| 11-03905 | 05/21/2015 | Claimant(s): CSCG.
Claimant Lawyers(s): Francisco J. Villarrubia
Respondent(s): UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Steven Gerard Goerke, Robert G. Falbisaner, Abigail Falcon-Rosa
Hearing Site: San Juan, PR
| | Expungement |
| 12-03425 | 03/10/2015 | Claimant(s): Randy Karp & Associates Defined Benefit, Randy Karp Rollover IRA
Claimant Lawyers(s): William B. Young
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Harry J Saginaw, Lawrence R. Maxwell, Melvin H. Wolovits
Hearing Site: Dallas, TX
| | Expungement |
| 13-01817 | 02/20/2015 | Claimant(s): Sadie's Surprise
Claimant Lawyers(s): Gary Menzer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-00659 | 10/13/2014 | Claimant(s): Leonardo Llames
Claimant Lawyers(s): August M. Lorio
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Seymour A. Kolman
Hearing Site: Phoenix, AZ
| | Expungement |
| 12-03256 | 10/02/2013 | Claimant(s): Sondra Schneider
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Alun Hywel Jones, David B. Beizer, Charles W. Danis
Hearing Site: Hartford, CT
| | Expungement |
| 12-00187 | 06/14/2013 | Claimant(s): Henry Hansen, Henry F. Hansen, IRA
Claimant Lawyers(s): D. Daxton White
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | Expungement |
