12-00720 | 06/19/2013 | Claimant(s): Bernadette Kelleher Claimant Lawyers(s): Brian Kennedy Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Paul K. Stecker Arbitrator(s): Richard W. Cutler, John B. Myers, Ronald Harris Kisner Hearing Site: New York, NY
| | $11,000 |
10-03612 | 09/02/2011 | Claimant(s): Ronald Tranquillo Claimant Lawyers(s): Theodore M. Davis Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Paul K. Stecker Arbitrator(s): Stephen T. Rodriguez, Suzanne E. Reynolds-Brady, Stuart M. Schwartz Hearing Site: Albany, NY
| | $65,642 |
10-02791 | 06/29/2011 | Claimant(s): Eugene Colucci Claimant Lawyers(s): Donald G. McGrath Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Paul K. Stecker Arbitrator(s): Jeffrey Mark Schwartz, Eugene M. Setel, Peter A.P. Dunlop Hearing Site: Buffalo, NY
| | $0 |
10-01550 | 12/03/2010 | Claimant(s): Miriam Selsky Claimant Lawyers(s): Robert I. Rabinowitz Respondent(s): Michael Valinotti, HSBC Securities (USA) Inc. Respondent Lawyers(s): Paul K. Stecker Arbitrator(s): Margaret Leggett Tarver, Robert J. McDonnell, Vincent Frank Congemi Hearing Site: Newark, NJ
| | $283,190 |
09-05445 | 11/11/2010 | Claimant(s): Patricia Rosati, Raymond Rosati Claimant Lawyers(s): Raymond T Rosati Respondent(s): Michael Bowen, HSBC Securities (USA) Inc. Respondent Lawyers(s): Paul K. Stecker Arbitrator(s): David Buch, Vincent Micciche, Christopher C. Willett Hearing Site: Buffalo, NY
| | $0 |
09-04717 | 09/01/2010 | Claimant(s): Peter Skindmore Claimant Lawyers(s): Kristin P. Kraszewski Respondent(s): HSBC Securities (USA). Respondent Lawyers(s): Paul K. Stecker Arbitrator(s): Ilene Barbara Zatkin-Butler, Clarence Smith, Ralph A. DeSena Hearing Site: New York, NY
| | $128,671 |
09-04377 | 07/08/2010 | Claimant(s): Henry Stern, Joyce Greer Stern Claimant Lawyers(s): Richard M. Zaroff Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Paul K. Stecker Arbitrator(s): Edward S. Bradley, Lise Gabrielle Hunter, Judith Fields Jurney Hearing Site: New York, NY
| | $0 |
06-03145 | 04/30/2008 | Claimant(s): Roberto Erusalimsky, Highlands Investment Trading, Ltd., et Claimant Lawyers(s): Alan R. Perry Respondent(s): HSBC Brokerage (USA) Inc., HSBC Securities (USA) Inc. Respondent Lawyers(s): Paul K. Stecker Arbitrator(s): Michael A. Levin, Daniel S. Newman, Richard A. Stephens Hearing Site: Boca Raton, FL
| | $0 |
06-00811 | 10/30/2007 | Claimant(s): Grace Weber, Elwood and Grace Weber Claimant Lawyers(s): Michael P. McClaren Respondent(s): Advest., Edward Carlsen, Merrill Lynch Pierce Fenner & Smith Inc., Roger Faulring Respondent Lawyers(s): James D. Vannah, Paul K. Stecker Arbitrator(s): Eugene M. Setel, Karin A. Schlosser, Michael Allen Zeiler Hearing Site: Buffalo, NY
| | $685,170 |