19-01267 | 04/06/2021 | Claimant(s): Jackie Sterling Claimant Lawyers(s): Steven Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): Harvey R. Linder, Stephen Earl Clark, Daniel Mora Hearing Site: Nashville, TN
| | Expungement |
18-01457 | 11/01/2019 | Claimant(s): Elizabeth Jachles Claimant Lawyers(s): Jason J. Kane Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): John C. Aten, William Joseph Caprathe, Gary E Vickers Hearing Site: Buffalo, NY
| | $0 |
16-00246 | 04/04/2017 | Claimant(s): George Wood Claimant Lawyers(s): Scott Fink Respondent(s): Heather Weber, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): Melinda S. Milberg, Denise L. Presley, John Francis Markuns Hearing Site: Boston, MA
| | Expungement |
14-02984 | 10/17/2016 | Claimant(s): Jean Kulsrud Claimant Lawyers(s): Steven D. Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): Lavon C. Phillips, Phyllis Karasov, Frank Abramson Hearing Site: Minneapolis, MN
| | Expungement |
14-01623 | 03/02/2016 | Claimant(s): Rodolfo Romero Claimant Lawyers(s): Steven Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): Hearing Site: Houston, TX
| | Expungement |
13-01433 | 12/24/2015 | Claimant(s): Kevin Strahan Claimant Lawyers(s): Steven D Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): John F. Allgood, Carleton E. Blankenburg, Bruce W. Bennett Hearing Site: Atlanta, GA
| | Expungement |
13-03769 | 12/15/2015 | Claimant(s): Kenneth Alexon Claimant Lawyers(s): Steven Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): Brett W. Olander, Jo Anne F. Lewellen, Steven Eric Brandes Hearing Site: Minneapolis, MN
| | Expungement |
13-03654 | 11/11/2015 | Claimant(s): Matthew Wood Claimant Lawyers(s): Steven Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): Marian Cover Dockery, Yvette L. Nurse, Brandt Leonard Ross Hearing Site: Atlanta, GA
| | Expungement |
13-03534 | 09/02/2015 | Claimant(s): Constance P. Kolberg, IRRA, Bruce A. Kolberg & Constance P. Kolberg Claimant Lawyers(s): Steven D. Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): James H. Colburn, Arlen G. Restad, Lavon C. Phillips Hearing Site: Minneapolis, MN
| | Expungement |
14-01895 | 03/10/2015 | Claimant(s): Emily Martin Claimant Lawyers(s): Emily Shay Martin Respondent(s): UBS Financial Services Inc., Rainey Miller Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): Gordon M. Wase Hearing Site: Philadelphia, PA
| | $40,000 |