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FINRA Awards for Rodolfo Romero

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0162303/02/2016Claimant(s): Rodolfo Romero
Claimant Lawyers(s): Steven Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s):
Hearing Site: Houston, TX
Checkmark IconExpungement

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