Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02905 | 10/03/2022 | Claimant(s): Subhash Mannava Claimant Lawyers(s): Oran D. Cart Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL |  | $0 |
| 22-00517 | 09/29/2022 | Claimant(s): James Bernell Nelson IRA Claimant Lawyers(s): James Bernell Nelson Respondent(s): TD Ameritrade. Respondent Lawyers(s): Gregory M. Scanlon Arbitrator(s): J.G. Long Hearing Site: Atlanta, GA | | $163 |
| 18-01226 | 09/16/2022 | Claimant(s): Hisako Patten Claimant Lawyers(s): Hisako Patten Respondent(s): Craig Dock, Scottrade Inc., TD Ameritrade. Respondent Lawyers(s): William M. Turner Arbitrator(s): Randy R. Maher, Cynthia Cashman Makin, Charles Chia-Lin Hsieh Hearing Site: San Diego, CA | | Expungement |
| 22-00315 | 09/01/2022 | Claimant(s): Tina Huston Claimant Lawyers(s): Tina Huston Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Steven Meyrich Hearing Site: Denver, CO | | $0 |
| 22-00791 | 08/24/2022 | Claimant(s): Bears Western Enterprises Claimant Lawyers(s): Barry A. Layton Respondent(s): TD Ameritrade. Respondent Lawyers(s): Gregory M. Scanlon Arbitrator(s): Helen Marinak Blohm Hearing Site: Reno, NV | | $0 |
| 21-00911 | 08/19/2022 | Claimant(s): Yehuda Lasry Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Andrew Melnick Arbitrator(s): James Stanley Kozera, Paula Berg Hearing Site: New York, NY | | $0 |
| 21-02073 | 08/18/2022 | Claimant(s): Dennis Pickett Claimant Lawyers(s): Dennis W. Pickett Respondent(s): TD Ameritrade., Citadel Securities LLC Respondent Lawyers(s): Kevin H. Lewis, Mark L. Parmelee Arbitrator(s): Gregory Hunter Mathews Hearing Site: Louisville, KY | | $0 |
| 21-00211 | 07/27/2022 | Claimant(s): Bernard So Claimant Lawyers(s): Joseph R. Henderson Respondent(s): TD Ameritrade. Respondent Lawyers(s): John Stewart Arbitrator(s): Steven H. Vogel, Walter Patrick Giblin, Dianne Marie Onichimowski Hearing Site: Chicago, IL | | $0 |
| 22-00136 | 07/22/2022 | Claimant(s): Zachary Pannell Claimant Lawyers(s): Zachary Pannell Respondent(s): TD Ameritrade. Respondent Lawyers(s): Jennifer A. Stevens Arbitrator(s): Karen Roberts Washington Hearing Site: Dallas, TX | | $0 |
| 21-01011 | 07/15/2022 | Claimant(s): Ravshan Rakhmanov Claimant Lawyers(s): Christopher D. Warren Respondent(s): TD Ameritrade. Respondent Lawyers(s): Andrew J. Melnick Arbitrator(s): Michael H DuBoff, David S. Billet, Vanessa Lynn Van Brunt Hearing Site: New York, NY | | $0 |