| 13-03531 | 09/29/2016 | Claimant(s): Anthony Sabatasso
Claimant Lawyers(s): Luis F. Biason
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
|  | $0 |
| 15-03032 | 09/23/2016 | Claimant(s): Joseph DeBlasi
Claimant Lawyers(s): Joseph DeBlasi
Respondent(s): Edward Stockton, Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
| | $50 |
| 16-00252 | 09/23/2016 | Claimant(s): Sharon Polk-Sadownik
Claimant Lawyers(s): Sharon Polk-Sadownik
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Evalyn Lipton Fishbein
Hearing Site: Boston, MA
| | $3,396 |
| 15-01499 | 08/31/2016 | Claimant(s): Deborah Howland, Leon Howland
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Lynn Hirschfeld Brahin, Raymond P. Buschmann, William Gibson Heller
Hearing Site: Indianapolis, IN
| | $0 |
| 14-03619 | 05/31/2016 | Claimant(s): William Essex
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Nina Vallion
Hearing Site: Portland, OR
| | Expungement |
| 15-03235 | 05/06/2016 | Claimant(s): Eleanor Stintzcum
Claimant Lawyers(s): Eleanor L Stintzcum
Respondent(s): Ameriprise Financial Services., Louis Delaney III
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Baltimore, MD
| | Expungement |
| 14-03286 | 12/01/2015 | Claimant(s): Heather Law, Kenneth Law
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Michael P. Marryshow
Hearing Site: Philadelphia, PA
| | $0 |
| 14-01826 | 10/23/2015 | Claimant(s): Allan Levine
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Biagio A. Civale, Paul S. Biederman, Joseph I. Liebman
Hearing Site: New York, NY
| | Expungement |
| 14-02344 | 10/14/2015 | Claimant(s): Anthony J. Gimelli Revocable Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA
| | Expungement |
| 14-02630 | 09/24/2015 | Claimant(s): Gordon Hirsch
Claimant Lawyers(s): Michael D. Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Thaddeus J. Tecza
Hearing Site: Albuquerque, NM
| | Expungement |
