FINRA Awards for Susan E. Sheely

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-02496	06/23/2015	Claimant(s): Cheri Jewison, Ameriprise Financial Services. Claimant Lawyers(s): Susan E. Sheely Respondent(s): Alan Horowitz Respondent Lawyers(s): Alan Horowitz Arbitrator(s): Tom L. Peterson, Evalyn Lipton Fishbein, Barbara-Ann Boehler Hearing Site: Boston, MA		Expungement
11-04171	02/14/2013	Claimant(s): Victoria Ross Claimant Lawyers(s): Victoria W. Ross Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Jerome F. Crotty, Susan S. Hickel, Susanne J. Hollander Hearing Site: Chicago, IL