09-03535 | 08/09/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Catania Facher Respondent(s): John Martfeld Respondent Lawyers(s): D. Westbrook Doss, Arbitrator(s): Royce Alan Burns, Donna J. Young, David T. Maddux Hearing Site: Little Rock, AR
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09-04856 | 08/06/2010 | Claimant(s): Invest Financial Corporation Claimant Lawyers(s): Luigi Spadafora Respondent(s): William Banks Respondent Lawyers(s): William M. Banks Arbitrator(s): Doris Lindbergh Hearing Site: New York, NY
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09-03959 | 08/05/2010 | Claimant(s): Phillip Sielatycki Claimant Lawyers(s): Laura J Wetsch Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Diane C. Fischer Arbitrator(s): Timothy J. Wright, Charles S. Clayton, Michael J. Pasquale Hearing Site: Raleigh, NC
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09-05543 | 08/05/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Edward G. Winsman Respondent(s): Brent Haag Respondent Lawyers(s): Brent Haag Arbitrator(s): Raymond Wade Henney Hearing Site: Detroit, MI
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09-05916 | 08/05/2010 | Claimant(s): David Miller Claimant Lawyers(s): William G. Leonard Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Robert H. Putnam, George S. Willingham, Wallace T. Tanksley Hearing Site: Atlanta, GA
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10-00782 | 08/04/2010 | Claimant(s): E1 Asset Management. Claimant Lawyers(s): Michael S. Colombo Respondent(s): Ched Gelb Respondent Lawyers(s): Ched J. Gelb Arbitrator(s): Clarence Smith Hearing Site: New York, NY
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03-00802 | 08/03/2010 | Claimant(s): Raghavan Sathianathan Claimant Lawyers(s): Raghavan Sathianathan Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Tim DiDomenico Arbitrator(s): Earl S. Schwarz, Martin A. Edelstein, Jerome M Shafer Hearing Site: New York, NY
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09-02079 | 08/03/2010 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): J. Sciara Respondent Lawyers(s): J. Michael Sciara Arbitrator(s): Gary S. Jefferson Hearing Site: Memphis, TN
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09-04975 | 08/03/2010 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): G. Wayne Hillis Respondent(s): Jason Adams Respondent Lawyers(s): Craig H. Kuglar Arbitrator(s): Andrew G. Fellios, Doris Lindbergh, Lynda L. Baker Hearing Site: Atlanta, GA
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09-03272 | 08/02/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Jaymee Kahn Respondent(s): John Pemberton Respondent Lawyers(s): John Pemberton Arbitrator(s): Thomas B. Phillips, Joseph M. Rebein Hearing Site: Kansas City, MO
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