Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-04689 | 09/27/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Todd Ratner Respondent(s): Justin Barch Respondent Lawyers(s): Justin R. Barch Arbitrator(s): William H. Malloy Hearing Site: Washington, DC | ||
| 09-06999 | 09/26/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Marc Perkins Respondent Lawyers(s): Marc Perkins Arbitrator(s): Donald B. Vaden Hearing Site: Charlotte, NC | ||
| 10-00178 | 09/23/2011 | Claimant(s): John Phillips Claimant Lawyers(s): Daniel Woska Respondent(s): Daniel Witham, Uvest Financial Services Group. Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Carroll O. Johnson, Bill H. Brister, John Burke Garrett Hearing Site: Oklahoma City, OK | ||
| 10-04241 | 09/23/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Katherine M. Planer Respondent(s): Daniel Casella Respondent Lawyers(s): Daniel R Casella Arbitrator(s): Joseph J. Arata Hearing Site: New York, NY | ||
| 10-05426 | 09/23/2011 | Claimant(s): Douglas Woodham Claimant Lawyers(s): Paul T. Shoemaker Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): J. Michael Riordan Arbitrator(s): Martin L. Feinberg, Carole R. Bernstein, David Serko Hearing Site: New York, NY | ||
| 10-04648 | 09/22/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Sean G. Duffy Respondent(s): David Peters Respondent Lawyers(s): Karl E. May Arbitrator(s): Thomas R. Skulina Hearing Site: Cleveland, OH | ||
| 11-01724 | 09/20/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Timothy N. Will Respondent(s): Gregory Holmes Respondent Lawyers(s): Gregory P. Holmes Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 10-04555 | 09/19/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael W. Starr Respondent(s): Thomas Akins Respondent Lawyers(s): F. Scott Pfeiffer Arbitrator(s): Robert H. Putnam Hearing Site: Charlotte, NC | ||
| 10-04796 | 09/19/2011 | Claimant(s): Richard Wade Claimant Lawyers(s): Charles R. Stone Respondent(s): W&S Brokerage Services. Respondent Lawyers(s): Daniel S. Jones Arbitrator(s): Terry F. Peppard Hearing Site: Milwaukee, WI | ||
| 11-00389 | 09/19/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Nicholas Innerbichler Respondent Lawyers(s): Nicholas D. Innerbichler Arbitrator(s): David Paul Clark Hearing Site: Baltimore, MD |