Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-00861 | 11/01/2011 | Claimant(s): James Schwantner Claimant Lawyers(s): James Phillip Schwantner Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Karen P. Gaster Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 11-01811 | 11/01/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica G. Klein Respondent(s): John Monaghan Respondent Lawyers(s): Al Van Kampen Arbitrator(s): Lawrence E. Little Hearing Site: Seattle, WA | ||
| 09-06057 | 10/31/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Stephen D. Burns Respondent(s): Joseph Wagner Respondent Lawyers(s): Thomas P Silis Arbitrator(s): C. Gregory Ellison, Edward Houry, Stephan Paul Carrier Hearing Site: Washington, DC | ||
| 11-01919 | 10/28/2011 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Mark Nickels Respondent Lawyers(s): Mark McMurray Nickels Arbitrator(s): Richard B. Lewis Hearing Site: Nashville, TN | ||
| 11-02204 | 10/28/2011 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Brian R. Mills Respondent(s): Joey Dean Respondent Lawyers(s): Joey Wade Dean Arbitrator(s): Frederick Michael Switzer Hearing Site: Little Rock, AR | ||
| 10-01163 | 10/27/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jonathan E. Levine Respondent(s): Luis Lopez Respondent Lawyers(s): Brian Buckstein Arbitrator(s): Gary M. Landau, Andrew David Kahng, Renaldy Jose Gutierrez Hearing Site: Miami, FL | ||
| 09-05697 | 10/26/2011 | Claimant(s): Algrie Bridges Claimant Lawyers(s): Algrie M. Bridges Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Melanie Ronen Arbitrator(s): Robert E. Thompson, Laura Effel, Susan B. Gans-Smith Hearing Site: San Francisco, CA | ||
| 10-04822 | 10/26/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Matthew Schurter Respondent(s): Amarjeet Singh Respondent Lawyers(s): Amarjeet Singh Arbitrator(s): Donald W. Cohen Hearing Site: Chicago, IL | ||
| 11-01429 | 10/24/2011 | Claimant(s): Uvest Financial Services Group. Claimant Lawyers(s): William S. Heyman Respondent(s): Frank Dittrick Respondent Lawyers(s): Frank A. Dittrick Arbitrator(s): Joseph A. Kenary Hearing Site: Baltimore, MD | ||
| 11-01797 | 10/24/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Frank J. Vitolo Respondent(s): Esteban Llavallol Respondent Lawyers(s): Esteban E. Llavallol Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY |