Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-04250 | 01/23/2013 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings Claimant Lawyers(s): Gregory B. Simon Respondent(s): Jerry Truman Respondent Lawyers(s): John M. Fedders Arbitrator(s): Louis Paul Sitnik, Stephany Adriene Watson, Edward Houry Hearing Site: Washington, DC |  | $0 |
| 09-06057 | 10/31/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Stephen D. Burns Respondent(s): Joseph Wagner Respondent Lawyers(s): Thomas P Silis Arbitrator(s): C. Gregory Ellison, Edward Houry, Stephan Paul Carrier Hearing Site: Washington, DC | ||
| 10-05232 | 06/23/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): Steven Matuszewski Respondent Lawyers(s): Steven Matuszewski Arbitrator(s): Edward Houry Hearing Site: Washington, DC |