Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-02866 | 03/07/2012 | Claimant(s): Jimmy Kuhn Claimant Lawyers(s): David Marek Respondent(s): Morgan Stanley Respondent Lawyers(s): Amy Ventry-Kagan Arbitrator(s): Catherine Ladnier, Joan M. Traub, Charles F. Titterton Hearing Site: New York, NY | ||
| 11-00421 | 03/07/2012 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Laura J. Starr Respondent(s): Michael Hester Respondent Lawyers(s): Michael J. Hester Arbitrator(s): Carl Henry Perdue Hearing Site: Tampa, FL | ||
| 11-02004 | 03/07/2012 | Claimant(s): James Swinney Claimant Lawyers(s): Elizabeth R. Makris Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Michael J. Fortunato Arbitrator(s): Daniel T. McHugh, Michael J. Henke, J. Snowden Stanley Hearing Site: Baltimore, MD | ||
| 11-03902 | 03/07/2012 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): William M. Schmitt Respondent(s): Keith Freeman Respondent Lawyers(s): Keith H. Freeman Arbitrator(s): Alan A. Sachs Hearing Site: Little Rock, AR | ||
| 10-01021 | 03/06/2012 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Alan S. Brodherson Respondent(s): James Kingsbury Respondent Lawyers(s): Kevin T. Hoffman Arbitrator(s): Romaine L. Gardner, Jack Friedman, Christine Costigan Hearing Site: New York, NY | ||
| 11-04103 | 03/06/2012 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Leo Kogan Respondent(s): William Bucci Respondent Lawyers(s): Robert M. Tobia Arbitrator(s): Paul J. Greco Hearing Site: Philadelphia, PA | ||
| 09-01683 | 03/05/2012 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Jason Warner Respondent(s): Robert Bailey Respondent Lawyers(s): Michael S. Taaffe Arbitrator(s): John G. Manley, Stephen Edward Cundiff Hearing Site: Birmingham, AL | ||
| 10-02667 | 03/05/2012 | Claimant(s): Ravinder Jain Claimant Lawyers(s): W. D. Masterson Respondent(s): Cambridge Legacy Securities L.L.C. Respondent Lawyers(s): John W. Mahoney Arbitrator(s): Robert C. Denenberg, Robert L. Chisolm, Dineo Coleman Gary Hearing Site: Dallas, TX | ||
| 11-02046 | 03/05/2012 | Claimant(s): Phil Henningsen Claimant Lawyers(s): Philip C Henningsen Respondent(s): Madison Trading Respondent Lawyers(s): Samuel Baruki Cohen Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY | ||
| 11-03909 | 03/01/2012 | Claimant(s): AXA Advisors Claimant Lawyers(s): Don R. Boswell Respondent(s): Alan Gross Respondent Lawyers(s): Alan H. Gross Arbitrator(s): Bruce K. Isenberg Hearing Site: Boca Raton, FL |