Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00811 | 11/21/2023 | Claimant(s): Bernard Mahon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Nancy E. Watters Hearing Site: Washington, DC | ||
| 23-00383 | 11/21/2023 | Claimant(s): Aram Seferian Claimant Lawyers(s): Craig A. Riha Respondent(s): Continental Broker-Dealer Corp. Respondent Lawyers(s): Thomas Tiernan Arbitrator(s): Jill Pilgrim, Brian R. Cohen, Amy Jill Baranoff Hearing Site: New York, NY | ||
| 22-02610 | 11/21/2023 | Claimant(s): Haydee Delgado Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Stuart K. Furman Hearing Site: San Juan, PR | ||
| 23-01417 | 11/21/2023 | Claimant(s): Charles Natt Claimant Lawyers(s): Adam Kauff Respondent(s): Morgan Stanley Respondent Lawyers(s): Alexandros Diplas Arbitrator(s): Susan C Lushing Hearing Site: New York, NY | ||
| 23-01763 | 11/21/2023 | Claimant(s): Mark Hopper Claimant Lawyers(s): Stephan Louviere Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Gerald Silverman Hearing Site: Boca Raton, FL | ||
| 23-00829 | 11/20/2023 | Claimant(s): Michelle Rodriguez Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR | ||
| 23-00743 | 11/20/2023 | Claimant(s): Yang Nie Claimant Lawyers(s): Everett Pritchard Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jason E. Murtagh Arbitrator(s): Edith N. Dinneen Hearing Site: Los Angeles, CA | ||
| 23-01216 | 11/20/2023 | Claimant(s): James Cipriotti Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Hornor, Townsend & Kent. Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 22-02253 | 11/20/2023 | Claimant(s): Brian Stephens Claimant Lawyers(s): Gary S. Kessler Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): Michael Edward Watts, Robert C. Rice, Kevin Colby Hearing Site: Houston, TX | ||
| 23-00958 | 11/20/2023 | Claimant(s): Victor Tomassini Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR |