Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-02929 | 09/23/2014 | Claimant(s): James Kirk Claimant Lawyers(s): Christopher P. Parrington Respondent(s): Frank Mccarthy, Ameriprise Financial Services. Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Gerald M. Gifford, Emily B. Boote, Robert S. Burk Hearing Site: Minneapolis, MN | ||
| 13-03021 | 09/23/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): Karla Bounds Respondent Lawyers(s): Karla Renee Bounds Arbitrator(s): Bill M. Lamoreaux Hearing Site: Dallas, TX | ||
| 14-00571 | 09/23/2014 | Claimant(s): Ian Cole Claimant Lawyers(s): Ian S. Cole Respondent(s): National Securities Corporation Respondent Lawyers(s): Jay M. Israel Arbitrator(s): Ellyn S. Roth, Paul A Candeletti, Amy Jill Baranoff Hearing Site: New York, NY | ||
| 13-02451 | 09/22/2014 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael Braun Respondent(s): David Chun Respondent Lawyers(s): David W. Chun Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 13-01816 | 09/19/2014 | Claimant(s): Douglas Radcliffe Claimant Lawyers(s): Miles D. Hart Respondent(s): Joyce Wright Respondent Lawyers(s): Joyce M. Wright Arbitrator(s): Jack Chapline Vaughan Hearing Site: Houston, TX | Expungement | |
| 13-02368 | 09/19/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): Raymond Calderon Respondent Lawyers(s): Raymond Calderon Arbitrator(s): Kenneth E. Owen Hearing Site: Los Angeles, CA | ||
| 14-00088 | 09/19/2014 | Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): John W. Stenson Respondent(s): Douglas Campbell Respondent Lawyers(s): Douglas Walter Campbell Arbitrator(s): Nancy Kramer Hearing Site: New York, NY | ||
| 14-01320 | 09/19/2014 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Franklin S. Bennett Respondent(s): Patrick Hudec Respondent Lawyers(s): Karl E. May Arbitrator(s): Gary B. Deutsch Hearing Site: Cleveland, OH | ||
| 14-00221 | 09/18/2014 | Claimant(s): Thomas Fields Claimant Lawyers(s): David Wakukawa Respondent(s): Patricia Taylor, Robert Taylor, RT Enterprises, The Taylor Family Trust DTD 03/10/1992 Respondent Lawyers(s): Robert Taylor Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA | Expungement | |
| 14-00677 | 09/18/2014 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Hartsook Respondent(s): Respondent Lawyers(s): Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA |