Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01128 | 12/13/2023 | Claimant(s): Mark Durham Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kidder, Peabody & Co.orporated, UBS Financial Services Inc. Respondent Lawyers(s): Corporate Office, John Murphy Esq. Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 23-01008 | 12/13/2023 | Claimant(s): Paul Murphy Claimant Lawyers(s): Debra A. Jenks Respondent(s): Calton & Associates. Respondent Lawyers(s): Saad Rahmouni Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 22-01662 | 12/13/2023 | Claimant(s): Intellivest Securities. Claimant Lawyers(s): Bernard J. Kornberg Respondent(s): Brian Dunn Respondent Lawyers(s): Joshua Norton Arbitrator(s): Edward Turner Borer, Louis H Miron, Peter H. Goldberg Hearing Site: Wilmington, DE | ||
| 23-01448 | 12/13/2023 | Claimant(s): Daniel Boyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Boenning & Scattergood. Respondent Lawyers(s): Ingrid R. Welch Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 23-02309 | 12/12/2023 | Claimant(s): John Loughran Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Anna M. Fanelli Hearing Site: New York, NY | ||
| 23-01475 | 12/12/2023 | Claimant(s): D.A. Davidson & Co. Claimant Lawyers(s): Nancy L. Hendrickson Respondent(s): Kevin Arvoy Respondent Lawyers(s): Kevin Michael Arvoy Arbitrator(s): Elizabeth Gilbert, Charles Platto, Douglas Mark Polley Hearing Site: New York, NY | ||
| 23-01435 | 12/12/2023 | Claimant(s): Jeffrey Hill Claimant Lawyers(s): Robert Jay Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): John J. Mager Hearing Site: Albany, NY | ||
| 23-00545 | 12/12/2023 | Claimant(s): Martin Gruner Claimant Lawyers(s): Kristina Contreras Respondent(s): Morgan Stanley Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 23-01895 | 12/11/2023 | Claimant(s): Mohamed Azeez Claimant Lawyers(s): Mohamed Azeez Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Charlton Young Arbitrator(s): Joanne Colbert Stanley Hearing Site: Boca Raton, FL | ||
| 23-00099 | 12/11/2023 | Claimant(s): Greggory Keele Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Carl E. Ver Beek Hearing Site: Indianapolis, IN |