| 15-02909 | 04/18/2016 | Claimant(s): Christopher Coghlan
Claimant Lawyers(s): Patrick R Mahoney
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas Kopshever
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
| | $0 |
| 14-01150 | 04/15/2016 | Claimant(s): Sergio Kostek
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Don A. Innamorato
Arbitrator(s): Keely D. Parr, Joshua Mark Zucker, Nicholas C. George
Hearing Site: New York, NY
| | $0 |
| 14-01190 | 04/14/2016 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): John Marsh
Respondent(s): Sadeer Jamil
Respondent Lawyers(s): John A. Hubbard
Arbitrator(s): John F. Burns, Barbara A. Johannessen, Eugene Halsey Bosart
Hearing Site: Detroit, MI
| | $0 |
| 15-03327 | 04/14/2016 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Richard Cody
Respondent Lawyers(s): Stephen Z. Frank
Arbitrator(s): Gene M. Bauer
Hearing Site: Boston, MA
| | $0 |
| 14-03457 | 04/13/2016 | Claimant(s): John Carris Investments LLC
Claimant Lawyers(s): Christopher P. Greeley
Respondent(s): COR Clearing LLC
Respondent Lawyers(s): Willard Knox
Arbitrator(s): Berton Seltzberg, Anthony J. Raimondi, Susan E. Harkins
Hearing Site: New York, NY
| | $0 |
| 15-00644 | 04/13/2016 | Claimant(s): Alvin Hill
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): CCO Investment Services Corp.
Respondent Lawyers(s): John K. Wells
Arbitrator(s): Lee Hornberger, Gail Katherine Barski-McCracken, Lisa Sue Fildes
Hearing Site: Detroit, MI
| | $0 |
| 15-02424 | 04/13/2016 | Claimant(s): Christy Gatien
Claimant Lawyers(s): Julie T. Burrow
Respondent(s): Peggy Fowler
Respondent Lawyers(s): Peggy Fowler
Arbitrator(s): Michael Lancaster Garcia, Frederick B. Mueller, Kenneth James Pedersen
Hearing Site: Seattle, WA
| | $0 |
| 11-03181 | 04/12/2016 | Claimant(s): Antaeus Capital.
Claimant Lawyers(s): Cesar Moya
Respondent(s): Cesar Moya, Curtis Leahy
Respondent Lawyers(s): Cesar Moya, Jeffrey S. Kob
Arbitrator(s): Alan Stamm, W. Alex King, Terry Lynn Chambless
Hearing Site: Los Angeles, CA
| | $0 |
| 15-00140 | 04/12/2016 | Claimant(s): Robert Bowman
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Rima F. Hartman
Arbitrator(s): Jim Geiger, John P. Azzopardi, Donald S. Bauman
Hearing Site: Philadelphia, PA
| | $0 |
| 15-02732 | 04/11/2016 | Claimant(s): James Hunter
Claimant Lawyers(s): Julie W. Portera
Respondent(s): Charles Prine
Respondent Lawyers(s): Jonathan E. Neuman
Arbitrator(s): Daniel T. Hull
Hearing Site: Birmingham, AL
| | $0 |
