Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01771 | 01/15/2019 | Claimant(s): Bryan Jarman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO | $0 | |
| 18-01799 | 01/15/2019 | Claimant(s): Jay Higgenbotham Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Frances Johnson Wright Hearing Site: Birmingham, AL | $0 | |
| 18-01850 | 01/15/2019 | Claimant(s): Lawrence Sorace Claimant Lawyers(s): Dochtor Kenendy Respondent(s): PNC Investments Respondent Lawyers(s): Frederic L. Lieberman Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | $0 | |
| 18-02867 | 01/15/2019 | Claimant(s): James Salem Claimant Lawyers(s): Joel M. Everest Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Earle J. Schwarz Hearing Site: Birmingham, AL | $0 | |
| 17-02567 | 01/14/2019 | Claimant(s): Michael Clancy Claimant Lawyers(s): Armin Sarabi Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Daniel M. Yamshon Hearing Site: Portland, OR | $0 | |
| 18-01556 | 01/14/2019 | Claimant(s): Travis Hudak Claimant Lawyers(s): Dochtor Kennedy Respondent(s): GunnAllen Financial Respondent Lawyers(s): Corporate Officer Arbitrator(s): Daniel M. Yamshon Hearing Site: Salt Lake City, UT | $0 | |
| 18-01738 | 01/14/2019 | Claimant(s): Richard Maxey Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America., Valic Financial Advisors. Respondent Lawyers(s): Chad Weaver, Cora E. MacLean Arbitrator(s): Sterling N. Frost Hearing Site: San Francisco, CA | $0 | |
| 18-01773 | 01/14/2019 | Claimant(s): Troy Tremblay Claimant Lawyers(s): Bentley P. Stansbury Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael Leahy Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | $0 | |
| 18-02458 | 01/14/2019 | Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Kim M. Monchik Respondent(s): Gary Demetri Respondent Lawyers(s): Gary P. Demetri Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY | $0 | |
| 16-03495 | 01/11/2019 | Claimant(s): Rodney Schurg Claimant Lawyers(s): Kimberley P. Cronin Respondent(s): Edward Jones Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Thomas J. Gmeinder, Jeffrey W. Jacobs, Tina Alison Davis Hearing Site: Denver, CO | $0 |