Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02451 | 02/05/2019 | Claimant(s): Richard Potashner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Herbert Liberman Hearing Site: Salt Lake City, UT | $0 | |
| 17-03124 | 02/04/2019 | Claimant(s): Dominick & Dickerman LLC Claimant Lawyers(s): George O. Richardson Respondent(s): Pershing LLC Respondent Lawyers(s): Jane L. Myers Arbitrator(s): Stanley F. Meyerson, Carl A. Goldman, Emily M. Altman Hearing Site: New York, NY | $0 | |
| 18-01138 | 02/04/2019 | Claimant(s): Antoine Souma Claimant Lawyers(s): Robert D Mitchell Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Cheryl S. Chang Arbitrator(s): Barbara M. Zak, James R. Duncan, Morris S. Getzels Hearing Site: Los Angeles, CA | $0 | |
| 18-01475 | 02/04/2019 | Claimant(s): Michael Murphy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Paul Yarns Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | $0 | |
| 18-01889 | 02/01/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Shannon L. McDougald Respondent(s): Justin Harris Respondent Lawyers(s): Justin J. Harris Arbitrator(s): Sterling N. Frost Hearing Site: San Francisco, CA | $0 | |
| 18-02364 | 02/01/2019 | Claimant(s): Mark Callahan Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): David A. Schuler Hearing Site: New Orleans, LA | $0 | |
| 17-00502 | 01/31/2019 | Claimant(s): Michael Zeran Claimant Lawyers(s): Israel Klein Respondent(s): Bancwest Investment Services. Respondent Lawyers(s): Marko Mrkonich Arbitrator(s): Avery B. Goodman, Danielle L. Anderson, Alain Frecon Hearing Site: Des Moines, IA | $0 | |
| 18-01529 | 01/31/2019 | Claimant(s): John McDonough Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Eileen Stassa Arbitrator(s): Mark C. Watler Hearing Site: Houston, TX | $0 | |
| 18-01862 | 01/31/2019 | Claimant(s): Kai Chen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | $0 | |
| 18-02254 | 01/31/2019 | Claimant(s): Richard Babjak Claimant Lawyers(s): Dochtor Kennedy Respondent(s): World Equity Group. Respondent Lawyers(s): Christopher Cokinis Arbitrator(s): Ray J. Grzebielski Hearing Site: Chicago, IL | $0 |