| 18-04271 | 05/01/2019 | Claimant(s): Thomas Garity
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto C. Quinones-Rivera
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
| | $0 |
| 18-00128 | 04/29/2019 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Claire E. Meharg
Respondent(s): Jeffrey Eglow
Respondent Lawyers(s): Jeffrey Eglow
Arbitrator(s): Monroe Mitchel
Hearing Site: Boca Raton, FL
| | $0 |
| 16-02896 | 04/26/2019 | Claimant(s): Keith Styrcula
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Scotia Capital (Usa) Inc.
Respondent Lawyers(s): Steven Paradise
Arbitrator(s): Daniel F. Morrissey, Kent L. Benziger, Susan Romano
Hearing Site: New York, NY
| | $0 |
| 18-01221 | 04/26/2019 | Claimant(s): Andrew Bolous
Claimant Lawyers(s): Andrew Rafat Bolous
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey A. Wortman
Arbitrator(s): Edward A. Trabin, Noel Harvey Applebaum, Joanne Park
Hearing Site: Los Angeles, CA
| | $0 |
| 18-01822 | 04/26/2019 | Claimant(s): Jose Pacheco Alcaide
Claimant Lawyers(s): Carlos Bonaparte Gomez
Respondent(s): AXA Advisors
Respondent Lawyers(s): Dimitri Gonzalez
Arbitrator(s): Nicholas John Taldone, Jorge R. Jimenez, Roberto Olson Cortes
Hearing Site: San Juan, PR
| | $0 |
| 18-03828 | 04/26/2019 | Claimant(s): Eileen Kanoski
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Joseph R. Soraghan
Hearing Site: St. Louis, MO
| | $0 |
| 18-04316 | 04/26/2019 | Claimant(s): Wilson Colberg-Trigo
Claimant Lawyers(s): Enrique J. Mendoza-Mendez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Carlos A. Bobonis, Kathryn Perreault
Arbitrator(s): Gerald Silverman, Victor Calderon, Amalia Eugenia Cardona-Fuster
Hearing Site: San Juan, PR
| | $0 |
| 18-02752 | 04/25/2019 | Claimant(s): Byron Holz
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): American General Securities Incorporated
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Richard R. Logsdon
Hearing Site: Tampa, FL
| | $0 |
| 18-02580 | 04/24/2019 | Claimant(s): Marc Lowell
Claimant Lawyers(s): Adam D. Palmer
Respondent(s): Argentus Securities
Respondent Lawyers(s): James Jeffrey Halvosa
Arbitrator(s): Susan L. Torbin, Richard J. Kaplan, Jonathan Chane
Hearing Site: Boca Raton, FL
| | $0 |
| 18-03374 | 04/24/2019 | Claimant(s): Herbert J. Sims & Co.
Claimant Lawyers(s): Enrique G. Figueroa-Llinas
Respondent(s): Jaime Sanchez Rivera
Respondent Lawyers(s): Jaime Isaac Sanchez Rivera
Arbitrator(s): Bernard A. Becker
Hearing Site: San Juan, PR
| | $0 |
